Brad Bernstein Email & Phone Number
Head of Capital Markets Legal - Executive Director @ UBS Group AG
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Brad Bernstein Location
- Roslyn Heights, NY, US
Brad Bernstein Work
- 1999 - now Head of Capital Markets Legal - Executive Director @
- 1987 - 1999 Senior Attorney @
Brad Bernstein Education
- Emory University
BS (Economics; Math)
1981 - 1985 - Fordham University School of Law
Doctor of Law - JD
- Fordham University School of Law
Brad Bernstein Skills
- Securities Law
- Equities
- Compliance
- Fixed Income
- KYC
- Mutual Funds
- FINRA
- Series 7
- Securities Regulation
- Capital Markets
- Securities
- Alternative Investments
- Asset Management
- Wealth Management
- Structured Products
- Hedge Funds
- Series 24
- Derivatives
- Prime Brokerage
- AML
- Investment Banking
- Investments
- Due Diligence
- Financial Services
- Series 63
- Portfolio Management
- Corporate Law
- Program Management
- Microsoft Office
- Public Speaking
Brad Bernstein Summary
- Brad Bernstein, based in Roslyn Heights, NY, US, is currently a Head of Capital Markets Legal - Executive Director at UBS. Brad Bernstein brings experience from previous roles at Merrill Lynch. Brad Bernstein holds a 1981 - 1985 BS in Economics; Math @ Emory University. With a robust skill set that includes Securities Law, Equities, Compliance, Fixed Income, KYC and more. Brad Bernstein has 3 emails and 2 mobile phone numbers on RocketReach.
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David Wildermuth
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