Brad Bernstein Email & Phone Number
Head of Capital Markets Legal - Executive Director @ UBS Group AG
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Brad Bernstein Location
- Roslyn Heights, NY, US
Brad Bernstein Work
- Head of Capital Markets Legal - Executive Director @ (January 1999 - Present)
- Senior Attorney @ (January 1987 - January 1999)
Brad Bernstein Education
- Emory University
BS (Economics; Math)
1981-1985 - Fordham University School of Law
Doctor of Law - JD
1988 - Fordham University School of Law
Brad Bernstein Skills
- AML
- Alternative Investments
- Asset Management
- Capital Markets
- Compliance
- Derivatives
- Due Diligence
- Equities
- FINRA
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Banking
- Investments
- KYC
- Mutual Funds
- Portfolio Management
- Prime Brokerage
- Securities
- Securities Law
- Securities Regulation
- Series 24
- Series 63
- Series 7
- Structured Products
- Wealth Management
- Corporate Law
- Program Management
- Microsoft Office
- Public Speaking
Brad Bernstein Summary
- Brad Bernstein, based in Roslyn Heights, NY, US, is currently a Head of Capital Markets Legal - Executive Director at UBS. Brad Bernstein brings experience from previous roles at Merrill Lynch. Brad Bernstein holds a 1981 - 1985 BS in Economics; Math @ Emory University. With a robust skill set that includes AML, Alternative Investments, Asset Management, Capital Markets, Compliance and more. Brad Bernstein has 3 emails and 2 mobile phone numbers on RocketReach.
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