Director of Compliance @ (January 2021 - April 2025)
Senior Compliance Risk Manager @ (February 2018 - December 2020)
Chief Compliance Officer @ Commerce Street Holdings, LLC. (April 2014 - February 2018)
Chief Compliance Officer and Director of Operations @ (April 2012 - April 2014)
Regulatory Principal Consultant @ 1st Global (August 2006 - April 2012)
Compliance Consultant @ HDVest (July 2002 - August 2006)
Bobby Boyce Education
Utica College
Master of Science - MS (Financial Crime and Compliance Management)
2016-2019
Utica College
CSCP® designation program (Financial Crime and Compliance Management)
2016-2017
University of North Texas 1992-1994
London Central High School 1986-1988
Bobby Boyce Skills
Series 24
Series 7
Compliance
Series 53
Securities
AML
FINRA
Asset Management
Investment Advisory
Investments
Series 63
Uniform Combined State Law
Mutual Funds
Financial Advisory
Financial Services
Alternative Investments
Private Equity
Hedge Funds
Anti Money Laundering
Wealth Management
Bobby Boyce Summary
Bobby Boyce, based in Dallas, TX, US, is currently a Chief Compliance Officer at Diamond Client Group. Bobby Boyce brings experience from previous roles at Good Bull Capital, Anchor Point Compliance Consulting, Boyce Consulting Services, LLC. and Obra Capital. Bobby Boyce holds a 2016 - 2019 Master of Science - MS in Financial Crime and Compliance Management @ Utica College. With a robust skill set that includes Series 24, Series 7, Compliance, Series 53, Securities and more. Bobby Boyce has 3 emails and 1 mobile phone numbers on RocketReach.
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