Bill Cairney Email & Phone Number
Director- Regulatory Compliance and Financial Crime @ RSM US LLP
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Bill Cairney Location
- East Islip, NY, US
Bill Cairney Work
- Director- Regulatory Compliance and Financial Crime @ RSM US LLP (April 2024 - Present)
- Senior Vice President- Chief Compliance Officer @ (December 2021 - September 2023)
- RIA Chief Compliance Officer-Senior Director, Compliance Officer @ (August 2018 - December 2020)
- RIA Chief Compliance Officer @ (January 2014 - July 2018)
- Executive Director @ (February 2007 - September 2014)
- Executive Director @ (March 2000 - February 2007)
- Senior Analyst @ (April 1999 - March 2000)
- Manager @ (August 1998 - April 1999)
- Manager @ (December 1996 - August 1998)
- Supervisor @ (December 1992 - December 1996)
- Analyst @ (January 1991 - December 1992)
- Stock Broker @ Royce Investment Group (June 1990 - November 1990)
Bill Cairney Education
- Marist College
Bachelor's degree, Finance
Bill Cairney Skills
- Financial Services
- Risk Management
- Regulatory Compliance
- Mutual Funds
- Regulatory Affairs
- Regulatory Exams
- Chief Compliance officer
- Investment Advisory
- Management
- Leadership
- Team Leadership
- Team Management
- Cross-functional Team Leadership
- Surveillance
- Investment Advisor Compliance
- Investment Advisory Services
- Process Improvement
- FINRA
- Regulatory Requirements
- Investment Advisers Act
- Testing
- Risk Assessment
- ADV
Bill Cairney Summary
- Bill Cairney, based in East Islip, NY, US, is currently a Director- Regulatory Compliance and Financial Crime at RSM US LLP. Bill Cairney brings experience from previous roles at American Portfolios, TIAA, Barclays and J.P. Morgan. Bill Cairney holds a Bachelor's degree, Finance @ Marist College. With a robust skill set that includes Financial Services, Risk Management, Regulatory Compliance, Mutual Funds, Regulatory Affairs and more. Bill Cairney has 2 emails and 3 mobile phone numbers on RocketReach.
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