Bill Cairney Email & Phone Number
Director- Regulatory Compliance and Financial Crime @ RSM US LLP
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Bill Cairney Location
- East Islip, NY, US
Bill Cairney Work
- 2024 -now Director- Regulatory Compliance and Financial Crime @ RSM US LLP
- 2021 -2023 Senior Vice President- Chief Compliance Officer @
- 2018 -2020 RIA Chief Compliance Officer-Senior Director, Compliance Officer @
- 2014 -2018 RIA Chief Compliance Officer @
- 2007 -2014 Executive Director @
- 2000 -2007 Executive Director @
- 1999 -2000 Senior Analyst @
- 1998 -1999 Manager @
- 1996 -1998 Manager @
- 1992 -1996 Supervisor @
- 1991 -1992 Analyst @
- 1990 -1990 Stock Broker @ Royce Investment Group
Bill Cairney Education
- Marist College
Bachelor's degree, Finance
Bill Cairney Skills
- Financial Services
- Risk Management
- Regulatory Compliance
- Mutual Funds
- Regulatory Affairs
- Regulatory Exams
- Chief Compliance officer
- Investment Advisory
- Management
- Leadership
- Team Leadership
- Team Management
- Cross-functional Team Leadership
- Surveillance
- Investment Advisor Compliance
- Investment Advisory Services
- Process Improvement
- FINRA
- Regulatory Requirements
- Investment Advisers Act
- Testing
- Risk Assessment
- ADV
Bill Cairney Summary
- Bill Cairney, based in East Islip, NY, US, is currently a Director- Regulatory Compliance and Financial Crime at RSM US LLP. Bill Cairney brings experience from previous roles at American Portfolios, TIAA, Barclays and J.P. Morgan. Bill Cairney holds a Bachelor's degree, Finance @ Marist College. With a robust skill set that includes Financial Services, Risk Management, Regulatory Compliance, Mutual Funds, Regulatory Affairs and more. Bill Cairney has 2 emails and 3 mobile phone numbers on RocketReach.
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