Bill Brown Email
Vice President Compliance @ Research Capital Corporation
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Bill Brown Location
- Toronto, ON, CA
Bill Brown Work
- 2020 -now Vice President Compliance @
- 2019 -2020 Chief Compliance Officer @ Creation Wealth Capital
- 2017 -2019 Director, Compliance @ Gravitas Securities Inc.
- 2017 -2017 Business Conduct Compliance Examiner @
- 2016 -2017 Marketing Compliance Officer @
- 2014 -2016 Compliance Officer @ MD Management
- 2013 -2014 Client Assistant @ MD Management
- 2012 -2013 Constituency Assistant @ MPP Catherine Fife
- 2007 -2012 Financial Service Representative @ TD Canada Trust
- 2006 -2007 Customer Service Representative @ TD Canada Trust
Bill Brown Education
- York University - Osgoode Hall Law School
Master of Laws - LLM (Banking, Corporate, Finance, and Securities Law)
2021-2023 - University of Waterloo
(Joint Honours History and Political Science; Global Governance and International Relations)
2006-2012
Bill Brown Summary
- Bill Brown, based in Toronto, ON, CA, is currently a Vice President Compliance at Research Capital Corporation. Bill Brown brings experience from previous roles at Creation Wealth Capital, Gravitas Securities Inc., IIROC (Investment Industry Regulatory Organization of Canada) and Richardson GMP. Bill Brown holds a 2021 - 2023 Master of Laws - LLM in Banking, Corporate, Finance, and Securities Law @ York University - Osgoode Hall Law School. Bill Brown has 1 emails on RocketReach.
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