Beverly Dunphy Email & Phone Number
Chief Compliance Officer @ The Hampshire Companies
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Beverly Dunphy Location
- Morristown, NJ, US
Beverly Dunphy Work
- Chief Compliance Officer @ (May 2020 - Present)
- Chief Compliance Officer @ First Avenue Partners LLP (April 2017 - May 2020)
- Director @ (August 2015 - April 2017)
- Compliance Officer @ (October 2012 - August 2015)
- Vice President, Compliance Division @ (January 1998 - January 2012)
- Compliance Analyst @ Prudential Securities (January 1996 - January 1998)
Beverly Dunphy Education
- Alfred Lerner College of Business & Economics at University of Delaware
Bachelor of Science (B.S.)
Beverly Dunphy Skills
- Compliance
- Securities
- Options
- Regulatory Audits
- Capital Markets
- Trading
- Trading Systems
- Risk Management
- Series 7
- Series 24
- Series 63
- Series 9/10
- Series 55
- Regulatory Affairs
- Securities Regulation
- Anti Money Laundering
- Drafting Policies
- Internal Controls
- Internal Audit
- Surveillance
- Regulatory Interactions
- FINRA
- Regulatory
- Investment Banking
- Analysis
- Process Improvement
- Leadership
- Management
- Regulatory Examinations
- Strategy
- Strategic Planning
Beverly Dunphy Summary
- Beverly Dunphy, based in Morristown, NJ, US, is currently a Chief Compliance Officer at The Hampshire Companies. Beverly Dunphy brings experience from previous roles at First Avenue Partners LLP, BNP Paribas, Greenhill & Co. and Goldman Sachs. Beverly Dunphy holds a Bachelor of Science (B.S.) @ Alfred Lerner College of Business & Economics at University of Delaware. With a robust skill set that includes Compliance, Securities, Options, Regulatory Audits, Capital Markets and more. Beverly Dunphy has 2 emails and 3 mobile phone numbers on RocketReach.
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Beverly Dunphy
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