Beth McLaughlin Email & Phone Number
Senior IA Compliance Officer @ Osaic
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Beth McLaughlin Location
- Birmingham, AL, US
Beth McLaughlin Work
- 2022 -now Senior IA Compliance Officer @ Osaic
- 2021 -2022 Senior RIA Compliance Officer @
- 2021 -2021 Director of Compliance and Supervision @
- 2020 -2021 Vice President -Investment Compliance Officer @ BBVA Securities Inc.
- 2017 -2020 Compliance Officer @ Regions Investment Services
- 2014 -2017 Director of Marketing and Business Development @
- 2012 -2017 Estate Planning Attorney @ B. McLaughlin Law, LLC
- 2007 -2012 Legal Assistant @ Law Firm
- 2002 -2007 Assistant Vice President, Investment Products @
- 1998 -2001 Assistant Vice President, Financial Analyst @
Beth McLaughlin Education
- The University of Alabama
Accounting and Finance
- Jacksonville State University
Master's degree (Master of Business Administration (MBA), Finance Concentration)
- Birmingham School of Law
Doctor of Law (J.D.) (American/U.S. Law/Legal Studies/Jurisprudence)
- Jacksonville State University
Bachelor of Science (B.S.) (Finance)
- The University of Alabama
Beth McLaughlin Summary
- Beth McLaughlin, based in Birmingham, AL, US, is currently a Senior IA Compliance Officer at Osaic. Beth McLaughlin brings experience from previous roles at Concourse Financial Group, RFG Advisory, BBVA Securities Inc. and Regions Investment Services. Beth McLaughlin holds a Accounting and Finance @ The University of Alabama. Beth McLaughlin has 4 emails and 2 mobile phone numbers on RocketReach.
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