Beth Coleman Email & Phone Number
Chief Compliance Officer and Risk Manager @ Fairfield Residential
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Beth Coleman Location
- California, United States
Beth Coleman Work
- Chief Compliance Officer and Risk Manager @ (September 2016 - Present)
- Head of Jacksonville Employee Support, Vice President @ (March 2016 - June 2016)
- Head of Jacksonville Employee Support, Assistant Vice President @ Deutsche Bank Securities Inc. (July 2014 - February 2016)
- Vice President, Deputy Chief Compliance Officer @ Allianz Global Investors U.S. Holdings LLC (July 1999 - March 2014)
- Vice President, Director Legal and Compliance @ Nicholas Applegate (January 2005 - December 2008)
- Legal and Compliance Manager @ Nicholas Applegate (November 2000 - December 2004)
- Compliance Officer @ Nicholas Applegate (July 1999 - November 2000)
- Manager Compliance @ (January 1995 - January 1998)
Beth Coleman Education
- Lubin Graduate School of Business at Pace University
Master of Business Administration (M.B.A.) (Financial Economics)
1990-1995 - State University of New York at Binghamton
Bachelor of Arts (B.A.) (Political Science)
1986-1990
Beth Coleman Skills
- Compliance Implementation
- Compliance Procedures
- Compliance Oversight
- Regulatory Audits
- Project Management
- Public Speaking
- Series 7
- Series 63
- Series 66
- Portfolio Management
- FINRA
- Uniform Combined State Law
- Mutual Funds
- Securities
- SEC
- Financial Services
- Securities Regulation
- Investments
- Hedge Funds
- Series 24
- Alternative Investments
- Asset Management
- Equities
- Due Diligence
- Research
- Microsoft Excel
- Capital Management
- Capital
- Business Development
- Business Strategy
- Marketing
- Investors
Beth Coleman Summary
- Beth Coleman, based in California, United States, is currently a Chief Compliance Officer and Risk Manager at Fairfield Residential. Beth Coleman brings experience from previous roles at Deutsche Bank, Deutsche Bank Securities Inc., Allianz Global Investors U.S. Holdings LLC and Nicholas Applegate. Beth Coleman holds a 1990 - 1995 Master of Business Administration (M.B.A.) in Financial Economics @ Lubin Graduate School of Business at Pace University. With a robust skill set that includes Compliance Implementation, Compliance Procedures, Compliance Oversight, Regulatory Audits, Project Management and more. Beth Coleman has 4 emails and 2 mobile phone numbers on RocketReach.
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