Beth Coleman Email & Phone Number
Chief Compliance Officer and Risk Manager @ Fairfield Residential
5 free lookup(s).
Beth Coleman Location
- California, United States
Beth Coleman Work
- 2016 - now Chief Compliance Officer and Risk Manager @
- 2016 - 2016 Head of Jacksonville Employee Support, Vice President @
- 2014 - 2016 Head of Jacksonville Employee Support, Assistant Vice President @ Deutsche Bank Securities Inc.
- 1999 - 2014 Vice President, Deputy Chief Compliance Officer @ Allianz Global Investors U.S. Holdings LLC
- 2005 - 2008 Vice President, Director Legal and Compliance @ Nicholas Applegate
- 2000 - 2004 Legal and Compliance Manager @ Nicholas Applegate
- 1999 - 2000 Compliance Officer @ Nicholas Applegate
- 1995 - 1998 Manager Compliance @
Beth Coleman Education
- Lubin Graduate School of Business at Pace University
Master of Business Administration (M.B.A.) (Financial Economics)
1990 - 1995 - State University of New York at Binghamton
Bachelor of Arts (B.A.) (Political Science)
1986 - 1990
Beth Coleman Skills
- Compliance Implementation
- Compliance Procedures
- Compliance Oversight
- Regulatory Audits
- Project Management
- Public Speaking
- Series 7
- Series 63
- Series 66
- Portfolio Management
- FINRA
- Uniform Combined State Law
- Mutual Funds
- Securities
- SEC
- Financial Services
- Securities Regulation
- Investments
- Hedge Funds
- Series 24
- Alternative Investments
- Asset Management
- Equities
- Due Diligence
- Research
- Microsoft Excel
- Capital Management
- Capital
- Business Development
- Business Strategy
- Marketing
- Investors
Beth Coleman Summary
- Beth Coleman, based in California, United States, is currently a Chief Compliance Officer and Risk Manager at Fairfield Residential. Beth Coleman brings experience from previous roles at Deutsche Bank, Deutsche Bank Securities Inc., Allianz Global Investors U.S. Holdings LLC and Nicholas Applegate. Beth Coleman holds a 1990 - 1995 Master of Business Administration (M.B.A.) in Financial Economics @ Lubin Graduate School of Business at Pace University. With a robust skill set that includes Compliance Implementation, Compliance Procedures, Compliance Oversight, Regulatory Audits, Project Management and more. Beth Coleman has 3 emails and 3 mobile phone numbers on RocketReach.
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