Beth Bates's Location
Germantown, TN, US
Beth Bates's Work
- Senior Manager, Advisory Compliance @ Raymond James
- Compliance Manager - Registrations and Licensing and ADV2b @ Raymond James
- Compliance Officer -Advisory Compliance @ Raymond James
- Senior Financial Services Representative @ First Tennessee Bank
- Senior Registered Client Associate @ Sterne Agee
- Senior Registered Sales Associate and Sales Liaison-VP @ STERNE AGEE - STIFEL FINANCIAL
- Senior Registered Sales Associate @ RBC CAPITAL MARKETS - DAIN RAUSCHER
- Senior Registered Sales Assistant @ RBC Dain Raushcer
- Investment Operations Manager and Registered Sales Assistant @ Northwestern Mutual
- Registered Sales Assistant @ A.G. Edwards & Sons, Inc.
Beth Bates's Education
- High School
- Shelby State Community College
SWTCC (General Studies/Psychology)
Beth Bates's Skills
- Series 63
- Hold Series 7
- Investments
- Bloomberg
- Fixed Income
- Securities
Beth Bates's Summary
Beth Bates, based in Germantown, TN, US, is currently a Senior Manager, Advisory Compliance at Raymond James, bringing experience from previous roles at Raymond James, Raymond James Financial, Inc., First Tennessee Bank and Sterne Agee. Beth Bates holds a High School. With a robust skill set that includes Series 63, Hold Series 7, Investments, Bloomberg, Fixed Income and more, Beth Bates contributes valuable insights to the industry. Beth Bates has 1 email on RocketReach.
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