Benjamin Wiesenfeld Email & Phone Number
Chief Compliance Officer and General Counsel @ Palmer Square Capital Management LLC
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Benjamin Wiesenfeld Location
- Mission, KS, US
Benjamin Wiesenfeld Work
- 2025 -now Chief Compliance Officer and General Counsel @
- 2023 -2025 Chief Compliance Officer - Pacific Private Fund Advisors @
- 2022 -2025 Chief Compliance Officer - Pacific Select Fund @
- 2020 -2025 Chief Compliance Officer - Pacific Select Distributors @
- 2020 -2022 Deputy Chief Compliance Officer - Pacific Select Fund I Pacific Funds @
- 2018 -2019 Chief Compliance Officer @
- 2016 -2018 Chief Compliance Officer - Northern Funds @
- 2009 -2016 Chief Compliance Officer, General Counsel @
- 2005 -2009 Chief Compliance Officer @
Benjamin Wiesenfeld Education
- University of Denver - Sturm College of Law
- University of Wisconsin-Madison
Benjamin Wiesenfeld Skills
- Regulatory Compliance
- Anti Money Laundering
- U.S. Securities and Exchange Commission (SEC)
- Investment Advisers Act
- Due Diligence
- Compliance Management
- Securities
- Financial Services
- Mutual Funds
- mutual fund compliance
- E.U. Undertakings for Collective Investment in Transferable Securities Directives (UCITS)
- Investment Management
- Alternative Investments
- Asset Management
- Equities
- Hedge Funds
- Investments
- Strategy
- Corporate Governance
- Microsoft Office
- Management
- Intellectual Property
- Sales
- Commercial Litigation
- Capital Management
Benjamin Wiesenfeld Summary
- Benjamin Wiesenfeld, based in Mission, KS, US, is currently a Chief Compliance Officer and General Counsel at Palmer Square Capital Management LLC. Benjamin Wiesenfeld brings experience from previous roles at Pacific Life. Benjamin Wiesenfeld holds a University of Denver - Sturm College of Law. With a robust skill set that includes Regulatory Compliance, Anti Money Laundering, U.S. Securities and Exchange Commission (SEC), Investment Advisers Act, Due Diligence and more. Benjamin Wiesenfeld has 2 emails and 1 mobile phone numbers on RocketReach.
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Top Palmer Square Capital Management LLC Employees
Brooke Condie
Vice President - Investor Relations
Leawood, KS, US
Jeremy Goff
Managing Director
Kansas City, MO, US
Josh Goldman
Managing Director
Kansas City, MO, US
Scott Betz
Chief Operating Officer
Blue Springs, MO, US
Michael Daniel
Managing Director, Client Portfolio Manager
Mission, KS, US
Zachary Kowalewski
Senior Vice President
Leawood, KS, US
Teemu Tiitinen
Managing Director, Structured Credit
United States
Taylor Moore
Managing Director and Portfolio Manager
Kansas City, MO, US
Nate Neubauer
Vice President of Business Development
Kansas City, MO, US
Christie McLarty
Chief Financial Officer
Prairie Village, KS, US
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