Benjamin Hammes Email & Phone Number
Chief Compliance Officer, Derivatives @ Morgan Stanley
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Benjamin Hammes Location
- Lakeville, MN, US
Benjamin Hammes Work
- 2023 -now Global Head of Derivative Advisory Compliance - Morgan Stanley Investment Managememt @
- 2021 -now Chief Compliance Officer, Derivatives @
- 2017 -2021 Deputy Chief Compliance Officer - Minneapolis and Westport Investment Centers @
- 2014 -2017 Compliance Director @
- 2013 -2014 Senior Compliance Analyst @
- 1999 -2013 Compliance Manager @ Ameriprise Financial
Benjamin Hammes Education
- St. Cloud State University
Bachelor of Applied Science (B.A.Sc.) (Economics)
1996-1998
Benjamin Hammes Skills
- Series 24
- Series 7
- Series 63
- Compliance
- Securities
- Mutual Funds
- FINRA
- Asset Management
- Alternative Investments
- Fixed Income
- Bloomberg
- Options
- Derivatives
- Investments
- Bonds
- Investment Advisory
- Investment Management
- Equities
- Financial Services
Benjamin Hammes Summary
- Benjamin Hammes, based in Lakeville, MN, US, is currently a Chief Compliance Officer, Derivatives at Morgan Stanley. Benjamin Hammes brings experience from previous roles at Morgan Stanley, Parametric and Parametric Clifton. Benjamin Hammes holds a 1996 - 1998 Bachelor of Applied Science (B.A.Sc.) in Economics @ St. Cloud State University. With a robust skill set that includes Series 24, Series 7, Series 63, Compliance, Securities and more. Benjamin Hammes has 2 emails and 1 mobile phone numbers on RocketReach.
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