Beata Markowicz Email & Phone Number
Senior Vice President - Head of Investment Advisory Compliance @ Jennison Associates LLC
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Beata Markowicz Location
- New York, NY, US
Beata Markowicz Work
- 2025 -now Senior Vice President - Head of Investment Advisory Compliance @
- 2015 -2020 Assistant Vice President - Investment Advisory Compliance @
- 2021 -2025 Vice President - Director of Investment Advisory Compliance @
- 2012 -2015 Senior Compliance Officer, Manager - US Adviser @
- 2008 -2012 Compliance Officer - SEC-registered Investment Adviser @
- 2007 -2008 Financial Reporting Supervisor @
- 2005 -2007 Fund Accountant and Fund Accounting Supervisor @
Beata Markowicz Education
- Drexel University - College of Business and Administration
MBA (Financial Management and International Business)
2005-2008 - DeVry University
Bachelors of Science (Business Administration - Accounting)
2002-2005
Beata Markowicz Skills
- Investment Management
- Investment Management Industry
- General Securities Principal
- General Securities Registered Representative
- FINRA
- Series 24
- Supervisory Management
- Complex Project Management
- Critical Thinking
- Vendor Relations
- Risk Assessment
- Supervisory Skills
- Mitigation Strategies
- Defining Requirements
- Team Development
- Technology Solutions
- Functional Leadership
- Organization Skills
- Performance Reviews
- Legal Compliance
- Regulatory Guidelines
- Communication
- Operational Efficiency
- Industry standards
- Compliance Auditing
- Business Initiatives
- Policies & Procedures
- Fund Administration
- Regulatory Requirements
- Compliance Training
- Investment Company Act
- SEC Regulations
- Oral Communication
- Attention to Detail
- Time Management
- Hedge Funds
- Internal Controls
- Project Management
- Investment Advisory
- Investment Advisers Act
- Financial Reporting
- Training
- Compliance
- Securities Regulation
- Commodity Pools
- SEC filings
- Global Regulatory Compliance
- Form PQR Filing
- Form PF Filing
- Form ADV
- U.S. Commodity Futures Trading Commission (CFTC)
- National Futures Association (NFA)
- U.S. Securities and Exchange Commission
- National Commodity Futures Examination - Series 3
- Financial Services
Beata Markowicz Summary
- Beata Markowicz, based in New York, NY, US, is currently a Senior Vice President - Head of Investment Advisory Compliance at Jennison Associates. Beata Markowicz brings experience from previous roles at Jennison Associates, aberdeen and SEI. Beata Markowicz holds a 2005 - 2008 MBA in Financial Management and International Business @ Drexel University - College of Business and Administration. With a robust skill set that includes Investment Management, Investment Management Industry, General Securities Principal, General Securities Registered Representative, FINRA and more. Beata Markowicz has 2 emails on RocketReach.
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