Barbara Keller Email & Phone Number

Deputy Chief Compliance Officer @ Nomura Asset Management

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Barbara Keller Location

New York, NY, US

Barbara Keller Work

2013 - now Deputy Chief Compliance Officer @ Nomura Asset Management
2011 - 2013 Director of Global Compliance @ Barclays
2011 - 2013 Chief Compliance Officer - Investment Advisory Activities @ Barclays

2007 - 2010 Chief Compliance Officer @ Hartford Investment Management Co. (HIMCO)
2005 - 2007 Chief Compliance Officer @ The Savoir Club - Executive Knowledge Sharing
Head of Investment Management Compliance @ Deutsche Bank
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Chief Compliance Officer @ DB Advisors

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Barbara Keller Education

Columbia | SIPA

Barbara Keller Skills

Private Placements
Compliance Management
Management

Code of Ethics
Corporate Governance
Venture Capital
U.S. Securities and Exchange Commission (SEC)
Securities Exchange Act of 1934
Regulatory Filings
SEC Regulations

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Barbara Keller Summary

Barbara Keller, based in New York, NY, US, is currently a Deputy Chief Compliance Officer at Nomura Asset Management. Barbara Keller brings experience from previous roles at Barclays Bank, Hartford Investment Management Co. (HIMCO) and Bear Stearns & Co.. Barbara Keller holds a Columbia | SIPA. With a robust skill set that includes Private Placements, Compliance Management, Management, Code of Ethics, Corporate Governance and more. Barbara Keller has 6 emails and 2 mobile phone numbers on RocketReach.

Barbara Keller Emails

Found 6 emails

Barbara Keller Phone Numbers

Found 6 phone numbers

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Barbara Keller

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