Ashley Duran Email & Phone Number
Director of Compliance @ Matrix Capital Markets Group, Inc. (Past)
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Ashley Duran Location
- Chicago, IL, US
Ashley Duran Work
- 2022 -2026 Director of Compliance @
- 2019 -2022 Senior Compliance Officer @
- 2016 -2019 Compliance Officer @
- 2014 -2016 Implementation and Trade Support Analyst @
- 2013 -2014 Account Administrator - Alternative Operations Department @
- 2012 -2013 Customer Account Representative @
Ashley Duran Education
- Bradley University
Bachelor of Science - BS (Finance)
2010-2012
Ashley Duran Skills
- Federal & State Regulations
- CAT
- Policies & Procedures
- Compliance Regulations
- Project Management
- Auditing
- Trading Systems
- Equity Trading
- Mutual Funds
- Customer Service
- FIX Trading
- Promissory Notes
- Alternative Investments
- Trading
- Electronic Trading
- Financial Markets
- Equities
- Analysis
- Research
- Training
- Back Office
- Microsoft Office
- Microsoft Excel
- Sales
- Financial Services
- Microsoft PowerPoint
- Finance
- Leadership
- Social Media
- Vendor Management
- Anti Money Laundering
- Best Execution
- FINRA
- Microsoft Word
- Securities
- FinCEN
- Due Diligence
- Market Access
- Regulatory Compliance
- Building Trust
Ashley Duran Summary
- Ashley Duran, based in Chicago, IL, US, was previously a Director of Compliance at Matrix Capital Markets Group, Inc.. Ashley Duran brings experience from previous roles at FIS and Millennium Trust Company. Ashley Duran holds a 2010 - 2012 Bachelor of Science - BS in Finance @ Bradley University. With a robust skill set that includes Federal & State Regulations, CAT, Policies & Procedures, Compliance Regulations, Project Management and more. Ashley Duran has 1 emails and 4 mobile phone numbers on RocketReach.
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