Arlene Klein Email & Phone Number
Head of Global Compliance @ T. Rowe Price
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Arlene Klein Location
- New York, NY, US
Arlene Klein Work
- 2023 -now Head of Global Compliance @
- 2017 -2023 Global Head of Investment Advisory Compliance and Head of Americas Compliance @
- 2017 -2017 Chief Compliance Officer @
- 2014 -2017 Enterprise Compliance Leader @
- 2010 -2014 Director, US Head of Regulatory Controls and Examinations Compliance @
- 2008 -2010 Director, Regulatory Exams and Inquiries - Americas @ Barclays Capital
- 2007 -2008 Senior Vice President, Director of Investment Banking Compliance @ Lehman Brothers
- 2004 -2007 Principal, Head of Supervision Strategy and Governance - Global Markets @
- 1992 -2004 Director, Private Client Group Risk Management @ Prudential Securities
Arlene Klein Education
- Baruch College
BBA (Finance and Marketing Management)
- Cardozo School of Law
JD (Law)
Arlene Klein Skills
- Alternative Investments
- Securities Regulation
- Capital Markets
- Investments
- Financial Services
- Equities
- Compliance
- Wealth Management
- FINRA
- Risk Management
- Legal Compliance
- Corporate Governance
- Series 24
- Investment Banking
- Export Controls
- Capital
- Mergers and Acquisitions
- Services
- Series 7
- Securities
- Hedge Funds
Arlene Klein Summary
- Arlene Klein, based in New York, NY, US, is currently a Head of Global Compliance at T. Rowe Price. Arlene Klein brings experience from previous roles at BlackRock, GE Capital and RBC Capital Markets. Arlene Klein holds a BBA in Finance and Marketing Management @ Baruch College. With a robust skill set that includes Alternative Investments, Securities Regulation, Capital Markets, Investments, Financial Services and more. Arlene Klein has 5 emails and 2 mobile phone numbers on RocketReach.
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