Arlene Klein Email & Phone Number
Head of Global Compliance @ T. Rowe Price
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Arlene Klein Location
- New York, NY, US
Arlene Klein Work
- Head of Global Compliance @ (October 2023 - Present)
- Global Head of Investment Advisory Compliance and Head of Americas Compliance @ (October 2017 - September 2023)
- Chief Compliance Officer @ (February 2017 - October 2017)
- Enterprise Compliance Leader @ (April 2014 - January 2017)
- Director, US Head of Regulatory Controls and Examinations Compliance @ (December 2010 - March 2014)
- Director, Regulatory Exams and Inquiries - Americas @ Barclays Capital (September 2008 - December 2010)
- Senior Vice President, Director of Investment Banking Compliance @ Lehman Brothers (July 2007 - September 2008)
- Principal, Head of Supervision Strategy and Governance - Global Markets @ (January 2004 - January 2007)
- Director, Private Client Group Risk Management @ Prudential Securities (January 1992 - January 2004)
Arlene Klein Education
- Baruch College
BBA (Finance and Marketing Management)
- Cardozo School of Law
JD (Law)
Arlene Klein Skills
- Alternative Investments
- Securities Regulation
- Capital Markets
- Investments
- Financial Services
- Equities
- Compliance
- Wealth Management
- FINRA
- Risk Management
- Legal Compliance
- Corporate Governance
- Series 24
- Investment Banking
- Export Controls
- Capital
- Mergers and Acquisitions
- Services
- Series 7
- Securities
- Hedge Funds
Arlene Klein Summary
- Arlene Klein, based in New York, NY, US, is currently a Head of Global Compliance at T. Rowe Price. Arlene Klein brings experience from previous roles at BlackRock, GE Capital and RBC Capital Markets. Arlene Klein holds a BBA in Finance and Marketing Management @ Baruch College. With a robust skill set that includes Alternative Investments, Securities Regulation, Capital Markets, Investments, Financial Services and more. Arlene Klein has 5 emails and 2 mobile phone numbers on RocketReach.
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