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Anthony Defilippis Location
Croton-on-Hudson, NY, US
Anthony Defilippis Work
2018 -now Head of Americas Compliance Control Room @
2016 -2018 Director Of Surveillance @
2010 -2015 Head of Compliance Cross Business Surveillance and Shareholder Reporting, Executive Director @
2001 -2010 Head of Central Compliance, Executive Director @
1998 -2001 Vice President, Compliance @ Credit Suisse First Boston
Anthony Defilippis Education
Iona College
Bachelor Of Business Administration (Business, Accounting)
Anthony Defilippis Skills
Investment Banking
Equities
Securities
Regulatory Filings
Fixed Income
Derivatives
Series 24
Series 7
KYC
Capital Markets
Broker-Dealer
Compliance
Anti Money Laundering
FINRA
Financial Regulation
Financial Services
Financial Risk
Trading
Microsoft Office
Risk Management
Management
Broker Dealer
Business Strategy
Customer Service
Anthony Defilippis Summary
Anthony Defilippis, based in Croton-on-Hudson, NY, US, is currently a Head of Americas Compliance Control Room at MUFG. Anthony Defilippis brings experience from previous roles at MUFG, UBS and Credit Suisse First Boston. Anthony Defilippis holds a Bachelor Of Business Administration in Business, Accounting @ Iona College. With a robust skill set that includes Investment Banking, Equities, Securities, Regulatory Filings, Fixed Income and more. Anthony Defilippis has 4 emails and 5 mobile phone numbers on RocketReach.
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