Anne Email & Phone Number

General Counsel and Chief Compliance Officer @ Mariner Wealth Advisors

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Anne Location

Kansas City, MO, US

Anne Work

2022 - now General Counsel and Chief Compliance Officer @ Mariner Wealth Advisors
2016 - 2023 Senior Vice President, Regulatory Compliance @ Mariner Holdings
2012 - 2016 Senior Regulatory Counsel @ Mariner Holdings

2011 - 2012 Senior Compliance Associate @ Mariner Holdings
2009 - 2011 Licensed Compliance Administrator @ Legacy Financial Strategies, LLC
2009 - 2009 Admissions Consultant @ Washington University in St. Louis School of Law
2006 - 2009 Law Clerk @ Law Offices of Susan L. Ward LLC
2007 - 2007 Intern- Senator Pat Roberts @ United States Senate SAA
2006 - 2006 Law Clerk @ Kansas Legal Services

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Anne Education

Washington University in St. Louis - Olin Business School
MBA
2007 - 2009
Washington University in St. Louis School of Law
JD
2005 - 2009
The University of Kansas
BA (Psychology and Sociology)
2003 - 2005

Anne Skills

Legal Research
Securities Regulation
Legal Writing

Westlaw
Corporate Law
Microsoft Excel

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Anne Summary

Anne, based in Kansas City, MO, US, is currently a General Counsel and Chief Compliance Officer at Mariner Wealth Advisors. Anne brings experience from previous roles at Mariner Holdings and Legacy Financial Strategies, LLC. Anne holds a 2007 - 2009 MBA @ Washington University in St. Louis - Olin Business School. With a robust skill set that includes Legal Research, Securities Regulation, Legal Writing, Westlaw, Corporate Law and more. Anne has 3 emails and 1 mobile phone numbers on RocketReach.

Anne Emails

Found 3 emails

Anne Phone Numbers

Found 2 phone numbers

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Others Named Anne

Anne

General Counsel and Chief Compliance Officer at Mariner Wealth Advisors

Kansas City, MO, US
3
- marinerwealthadvisors.com
- gmail.com
- marinerwealth.com
2
- +1 816-225-XXXX
- +1 785-554-XXXX

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Bruce Kusmin

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3
- marinerwealthadvisors.com
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Jeff Poe

Chief Financial Officer at Mariner Wealth Advisors

Kansas City, MO, US
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Kate Ardini

Chief Marketing Officer at Mariner Wealth Advisors

Boston, MA, US
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Ashley Gaskins

Vice President, Enterprise Strategy and Transformation at Mariner Wealth Advisors

Overland Park, KS, US
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Ben Jones

Managing Director at Mariner Wealth Advisors

Sarasota, FL, US
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Neil Dennis

Managing Director - Investment Banking and Origination at Mariner Wealth Advisors

Kansas City, MO, US
1
- gmail.com
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Kyle Quinn

Managing Director at Mariner Wealth Advisors

Carlsbad, CA, US
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- gmail.com
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Andreas Scott

Managing Director at Mariner Wealth Advisors

Saint Paul, MN, US
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- gmail.com
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- +1 507-645-XXXX
- +1 651-888-XXXX
- +1 763-218-XXXX
- +1 952-417-XXXX
- +1 612-228-XXXX

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