Anna Wiseman Email
Vice President, Compliance Assurance @ Barclays
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Anna Wiseman Location
- London, GB
Anna Wiseman Work
- 2025 -now Vice President, Compliance Assurance @
- 2025 -2025 Senior Risk and Compliance Manager @
- 2024 -2025 Competence and Oversight Manager @
- 2023 -2024 LCH Compliance Assurance @
- 2017 -2022 Compliance Manager @
- 2016 -2017 Senior Compliance Manager, Regulatory Advisory @
- 2014 -2016 Senior Consultant, Financial Services Governance, Risk and Regulation Practice @
- 2015 -2016 EMEA Testing Secondment @
- 2012 -2014 Compliance Manager @
- 2011 -2012 Assistant Compliance Manager @
- 2009 -2011 Paralegal @
Anna Wiseman Education
- University of Law
Legal Practice Course
- BPP University
Diploma in Investment Compliance (Combating Financial Crime)
- BPP University
CISI Investment Management Certificate
- The Chartered Institute for Securities & Investment (The CISI)
(Investment Operations Certificate)
- University of Law
Graduate Diploma in Law
- University of Exeter
2:1 BA Hons (History)
Anna Wiseman Skills
- Asset Managment
- AML
- KYC
- Equities
- FSA
- Securities
- Corporate Governance
- Litigation
- Legal Research
- Due Diligence
- Corporate Law
- Investments
- Client Money
- RDR
- Bonds
- UCITS
- OEIC
- MiFID
- Investment Management
- Fitness Training
- Policies and Procedures
- Smcr
- Diploma In Personal Training Reps Registered
- Cobs
- Reps Registered
- Regulatory Compliance
- Sysc
- Coll
- Level 2 Fitness Instructor
Anna Wiseman Summary
- Anna Wiseman, based in London, GB, is currently a Vice President, Compliance Assurance at Barclays. Anna Wiseman brings experience from previous roles at Quilter Cheviot, LSEG (London Stock Exchange Group) and Schroders. Anna Wiseman holds a Legal Practice Course @ University of Law. With a robust skill set that includes Asset Managment, AML, KYC, Equities, FSA and more. Anna Wiseman has 1 emails on RocketReach.
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