Anna K Email

Anna K Skills

• Standard Operating Procedure (SOP)
• Communication, Written Communication, Negotiation
• CCTV Monitoring
• Supervisory Skills
• Teamwork
• Conflict Management
• Interpersonal Skills
• Attention to Detail
• Reception and Office Administration
• Fire Warden
• Counter Terrorism Security and Awareness (ACT)
• Client On-Boarding and Off-Boarding
• Financial Regulation and Regulatory Research
• Regulatory and Client Reporting/Submission
• Team Leadership and Management
• Financial Risk and Risk Management
• Client Services and Customer Service
• Microsoft 365
• Asset Management
• Hedge Funds
• Compliance Monitoring
• Anti Money Laundering
• Due Diligence
• Equities
• Regulatory Compliance
• Financial Services
• Pivot Tables
• Risk Assessment
• Bloomberg
• SharePoint
• Data Protection
• General Data Protection Regulation (GDPR)
• Regulatory Reporting
• Regulatory Filings
• Market Abuse Regulations
• Financial Promotions
• Supervision of Appointed Representatives
• LEI Registrations
• Administrative maintenance of LEI numbers
• NFA - Associated Person (AP) Registrations
• FCA - Approved Persons/Persons with significant Influence Registrations
• Short Selling Regulatory Reporting
• Takeover Panel Regulatory Reporting
• Gabriel - REP001 - Annual Close Links Reporting
• Gabriel - REP002 - Annual Controllers Reporting
• Central Bank of Ireland - UCITS management company reporting requirements
• SMARSH
• Red Box Recorders
• Switchboard
• KYC - Due Diligence, WorldCheck etc