Anna Chim Email & Phone Number
Senior Compliance Officer @ Allspring Global Investments
5 free lookup(s).
Anna Chim Location
- San Francisco, CA, US
Anna Chim Work
- 2021 - now Senior Compliance Officer @
- 2014 - now Wells Fargo Asset Management Compliance @
- 2010 - 2013 Vice President Dealer SVCS and Sales Reporting @
- 2007 - 2010 Project Manager @
- 2006 - 2007 Vice President Project Management Office @
- 2002 - 2006 Vice President Transfer Agent Services @
- 2000 - 2002 Shareholder Services Manager @ Dresdner RCM Capital Management
- 1994 - 1998 Broker and Dealer Services Supervisor @
Anna Chim Education
- University of Hawai‘i - Shidler College of Business
Bachelor of Arts (International Business, Finance)
1990 - 1993
Anna Chim Skills
- Regulatory Compliance
- Regulatory Requirements
- Mutual Funds
- Securities
- Financial Services
- CRM
- Management
- Trading
- Project Management
- Portfolio Management
- Customer Relationship Management (CRM)
Anna Chim Summary
- Anna Chim, based in San Francisco, CA, US, is currently a Senior Compliance Officer at Allspring Global Investments. Anna Chim brings experience from previous roles at Wells Fargo, Highmark Capital Management and Blackrock. Anna Chim holds a 1990 - 1993 Bachelor of Arts in International Business, Finance @ University of Hawai‘i - Shidler College of Business. With a robust skill set that includes Regulatory Compliance, Regulatory Requirements, Mutual Funds, Securities, Financial Services and more. Anna Chim has 2 emails and 1 mobile phone numbers on RocketReach.
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