Anna Chim Email & Phone Number
Senior Compliance Officer @ Allspring Global Investments
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Anna Chim Location
- San Francisco, CA, US
Anna Chim Work
- Senior Compliance Officer @ (November 2021 - Present)
- Wells Fargo Asset Management Compliance @ (June 2014 - Present)
- Vice President Dealer SVCS and Sales Reporting @ (June 2010 - December 2013)
- Project Manager @ (April 2007 - June 2010)
- Vice President Project Management Office @ (January 2006 - April 2007)
- Vice President Transfer Agent Services @ (April 2002 - January 2006)
- Shareholder Services Manager @ Dresdner RCM Capital Management (March 2000 - March 2002)
- Broker and Dealer Services Supervisor @ (March 1994 - September 1998)
Anna Chim Education
- University of Hawai‘i - Shidler College of Business
Bachelor of Arts (International Business, Finance)
1990-1993
Anna Chim Skills
- Regulatory Compliance
- Regulatory Requirements
- Mutual Funds
- Securities
- Financial Services
- CRM
- Management
- Trading
- Project Management
- Portfolio Management
- Customer Relationship Management (CRM)
Anna Chim Summary
- Anna Chim, based in San Francisco, CA, US, is currently a Senior Compliance Officer at Allspring Global Investments. Anna Chim brings experience from previous roles at Wells Fargo, Highmark Capital Management and Blackrock. Anna Chim holds a 1990 - 1993 Bachelor of Arts in International Business, Finance @ University of Hawai‘i - Shidler College of Business. With a robust skill set that includes Regulatory Compliance, Regulatory Requirements, Mutual Funds, Securities, Financial Services and more. Anna Chim has 2 emails and 2 mobile phone numbers on RocketReach.
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