Ann Nicholson Email & Phone Number
Chief Compliance Officer @ First Kentucky Securities Corporation
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Ann Nicholson Location
- Louisville, KY, US
Ann Nicholson Work
- Chief Compliance Officer @ (April 2012 - Present)
- OTC Equity Trader @ (February 2011 - March 2012)
- Branch and Compliance Administrator @ (May 2001 - April 2010)
- Registered Sales Assistant @ J.C. Bradford/UBS (June 1989 - June 2001)
- Operations Manager @ Prudential Securities (May 1998 - March 2000)
Ann Nicholson Skills
- CRCP
- Regulatory Compliance
- IACCP
- Investments
- Series 63
- Life & Health Insurance Licenses
- Series 7
- Series 9
- Series 10
- Series 23
- Series 53
- Series 55
- Series 99
Ann Nicholson Summary
- Ann Nicholson, based in Louisville, KY, US, is currently a Chief Compliance Officer at First Kentucky Securities Corporation. Ann Nicholson brings experience from previous roles at Hilliard Lyons, Morgan Keegan & Company, J.C. Bradford/UBS and Prudential Securities. With a robust skill set that includes CRCP, Regulatory Compliance, IACCP, Investments, Series 63 and more. Ann Nicholson has 2 emails and 2 mobile phone numbers on RocketReach.
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