Ann Nicholson Email & Phone Number
Chief Compliance Officer @ First Kentucky Securities Corporation
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Ann Nicholson Location
- Louisville, KY, US
Ann Nicholson Work
- 2012 -now Chief Compliance Officer @
- 2011 -2012 OTC Equity Trader @
- 2001 -2010 Branch and Compliance Administrator @
- 1989 -2001 Registered Sales Assistant @ J.C. Bradford/UBS
- 1998 -2000 Operations Manager @ Prudential Securities
Ann Nicholson Skills
- CRCP
- Regulatory Compliance
- IACCP
- Investments
- Series 63
- Life & Health Insurance Licenses
- Series 7
- Series 9
- Series 10
- Series 23
- Series 53
- Series 55
- Series 99
Ann Nicholson Summary
- Ann Nicholson, based in Louisville, KY, US, is currently a Chief Compliance Officer at First Kentucky Securities Corporation. Ann Nicholson brings experience from previous roles at Hilliard Lyons, Morgan Keegan & Company, J.C. Bradford/UBS and Prudential Securities. With a robust skill set that includes CRCP, Regulatory Compliance, IACCP, Investments, Series 63 and more. Ann Nicholson has 2 emails and 2 mobile phone numbers on RocketReach.
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