Head of Retail Client Experience Compliance @ (December 2020 - September 2023)
Director, Legal and Compliance @ (September 2014 - December 2020)
Vice President and Associate General Counsel @ (September 2011 - September 2014)
Executive Director and Associate General Counsel @ (August 2009 - September 2011)
Director @ (August 2005 - August 2009)
Special Counsel @ (February 2003 - July 2005)
Associate @ (September 1998 - January 2003)
Ann Leddy Education
fordham law school
JD (Law)
William & Mary
BA (East Asian Studies, Government)
Beijing Language and Culture University
(Chinese)
Ann Leddy Skills
Securities
Capital Markets
Securities Regulation
Hedge Funds
Corporate Governance
Private Equity
Due Diligence
Mergers & Acquisitions
Equities
Corporate Law
Derivatives
Investments
Litigation
Investment Banking
Legal Research
Legal Compliance
Investment Management
Alternative Investments
Asset Management
Legal Advice
Management
Legal Writing
Research
Risk Management
Public Speaking
Mergers and Acquisitions
Customer Service
Strategy
Sales
Commercial Litigation
Ann Leddy Summary
Ann Leddy, based in New York, NY, US, is currently a Chief Compliance Officer at CAPTRUST. Ann Leddy brings experience from previous roles at Vanguard, BlackRock, Goldman Sachs and Instinet Corporation. Ann Leddy holds a JD in Law @ fordham law school. With a robust skill set that includes Securities, Capital Markets, Securities Regulation, Hedge Funds, Corporate Governance and more. Ann Leddy has 2 emails and 3 mobile phone numbers on RocketReach.
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