Ann Griffith Email & Phone Number
Chief Executive Officer
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Ann Griffith Location
- McLean, VA, US
Ann Griffith Work
- 2024 - now Chief Executive Officer @ Griffith Compliance Consulting LLC
- 2011 - 2024 Managing Director @
- 2010 - 2011 Counsel @
- 2005 - 2010 Deputy General Counsel and Director of Regulatory Affairs and Compliance @
- 2002 - 2005 Associate Vice President @ NASD
- 1998 - 2002 Deputy Director of Compliance @
- 1997 - 1997 Vice President @ Bankers Trust
- 1991 - 1997 Special Counsel @
Ann Griffith Education
- University of Illinois College of Law
J.D. (Law)
1986 - 1989 - University of Illinois Urbana-Champaign
B.A. (English)
1982 - 1986
Ann Griffith Skills
- Compliance
- Corporate Governance
- Series 7
- FINRA
- AML
- Risk Management
- Hedge Funds
- Capital Markets
- Investment Advisory
- Securities Regulation
- Risk Assessment
- Policy
- Private Equity
- Broker-Dealer
- Due Diligence
- Securities
- SEC
- Equities
- Alternative Investments
- Financial Services
- Private Placements
- Prime Brokerage
- Asset Management
- Mutual Funds
- Series 24
- Trading
- Anti Money Laundering
- Program Management
- Research
- Broker Dealer
- Microsoft Office
- Strategic Planning
- Strategy
- Leadership
- Regulatory Affairs
- English
- Leadership Development
Ann Griffith Summary
- Ann Griffith, based in McLean, VA, US, is currently a Chief Executive Officer at Griffith Compliance Consulting LLC. Ann Griffith brings experience from previous roles at Oyster Consulting, LLC, IFC - International Finance Corporation, FBR and NASD. Ann Griffith holds a 1986 - 1989 J.D. in Law @ University of Illinois College of Law. With a robust skill set that includes Compliance, Corporate Governance, Series 7, FINRA, AML and more. Ann Griffith has 3 emails and 2 mobile phone numbers on RocketReach.
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