Angie Pingel Email & Phone Number
General Counsel and Chief Compliance Officer @ Broadview Financial Management, LLC
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Angie Pingel Location
- Brookfield, WI, US
Angie Pingel Work
- General Counsel and Chief Compliance Officer @ (September 2019 - Present)
- General Counsel and Chief Compliance Officer @ Broadview Advisors, LLC (June 2015 - September 2019)
- Vice President and Senior Counsel @ U.S. Bancorp Fund Services, LLC (January 2011 - June 2015)
- Vice President and Securities Counsel @ Marshall & Ilsley Trust Company N.A. (November 2007 - March 2010)
- Assistant Vice President and Senior Counsel @ U.S. Bancorp Fund Services, LLC (October 2004 - November 2007)
- Associate @ Krukowski & Costello, S.C. (December 2002 - September 2004)
- Vice President and Director of Investment Operations @ (April 1994 - December 2002)
Angie Pingel Education
- Marquette University Law School
Juris Doctor
1998-2002 - Lakeland University
Bachelor of Arts (Accounting and Business Administration)
1994-1995
Angie Pingel Skills
- Securities
- Mutual Funds
- Investments
- SEC filings
- Financial Services
- Portfolio Management
- Securities Regulation
- Trading
- Investment Management
- Fund Accounting
- Financial Analysis
- Alternative Investments
- Equities
- Hedge Funds
- Fund Administration
- Team Building
- General Counsel
- Strategic Planning
- Compliance
- Operations
- Microsoft Word
- Microsoft Excel
- Security
- Sales
- Leadership
Angie Pingel Summary
- Angie Pingel, based in Brookfield, WI, US, is currently a General Counsel and Chief Compliance Officer at Broadview Financial Management, LLC. Angie Pingel brings experience from previous roles at Broadview Advisors, LLC, U.S. Bancorp Fund Services, LLC and Marshall & Ilsley Trust Company N.A.. Angie Pingel holds a 1998 - 2002 Juris Doctor @ Marquette University Law School. With a robust skill set that includes Securities, Mutual Funds, Investments, SEC filings, Financial Services and more. Angie Pingel has 2 emails and 1 mobile phone numbers on RocketReach.
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