Andrew Yates Email & Phone Number
Executive Director - Head of Trade Surveillance @ SMBC Group
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Andrew Yates Location
- New York, NY, US
Andrew Yates Work
- 2021 -now Executive Director - Head of Trade Surveillance @
- 2016 -2021 Director - u.s. Deputy Head of Surveillance @
- 2010 -2016 Vice President - Market Surveillance Group @
- 2012 -2012 Equity Trader @
- 2009 -2010 Research- Securities Evaluations @
Andrew Yates Education
- Lipscomb University
B.B.A. ( Finance and Economics )
2005-2009
Andrew Yates Skills
- Mergers & Acquisitions (M&A)
- Optimization
- Team Building
- Due Diligence
- Financial Analysis
- Equities
- Hedge Funds
- Financial Modeling
- Bloomberg
- Microsoft Excel
- Series 7
- Derivatives
- Capital Markets
- Long/Short Equity
- Options Strategies
- Compliance
- Trade Surveillance
- Reuters
- Series 4
- Analysis
- Anti Money Laundering
- Asset Management
- Equity Research
- Finance
- FINRA
- Fixed Income
- Investments
- Management
- Mutual Funds
- Options
- Risk Management
- Internal Controls
- Investigation
- Modeling
- Analytical Skill
- Securities
Andrew Yates Summary
- Andrew Yates, based in New York, NY, US, is currently a Executive Director - Head of Trade Surveillance at Sumitomo Mitsui Financial Group, Inc.. Andrew Yates brings experience from previous roles at BNP Paribas, Goldman Sachs, Hold Brothers Capital, LLC and S&p Global Ratings. Andrew Yates holds a 2005 - 2009 B.B.A. in Finance and Economics @ Lipscomb University . With a robust skill set that includes Mergers & Acquisitions (M&A), Optimization, Team Building, Due Diligence, Financial Analysis and more. Andrew Yates has 4 emails on RocketReach.
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