Andrew Nussbaum Email & Phone Number
U.S. Chief Compliance Officer @ Global Shares
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Andrew Nussbaum Location
- Oradell, NJ, US
Andrew Nussbaum Work
- 2021 -now U.S. Chief Compliance Officer @
- 2016 -2021 Chief Compliance Officer @
- 2016 -2021 Chief Compliance Officer @ APW Capital, Inc.
- 2014 -2016 Vice President, Compliance and Strategic Initiatives @ APW Capital, Inc.
- 2014 -2014 Senior Regulatory Consultant @ ACN Regulatory Consulting
- 2011 -2014 Chief Compliance Officer and Chief Administrative Officer @ RJL Capital Group, LLC
- 2003 -2011 Chief Operating Officer @
- 2002 -2003 Vice President, Sales Executive @
- 2001 -2002 Director of Correspondent and Prime Brokerage Sales @ Investec Ernst & Company
- 2001 -2002 VP, Operations Business Analyst @
- 2000 -2001 Executive VP, Business and Product Development @
- 1997 -2000 Vice President, Business Development @
- 1993 -1997 Major Accounts Manager @
- 1990 -1993 Senior Account Executive @
Andrew Nussbaum Education
- Columbia Senior High School
- Upsala College
- George Washington University
Andrew Nussbaum Skills
- Prime Brokerage
- AML
- Strategic Planning
- Business Development
- Project Management
- Brokers
- Negotiation
- Leadership
- Series 7
- Securities
- Equities
- Trading
- Series 63
- Options
- ETFs
- Alternative Investments
- CRM
- Series 24
- Asset Management
- FINRA
- Hedge Funds
- Financial Services
- Mutual Funds
- Capital Markets
- Fixed Income
- Start-ups
- Bonds
- Risk Management
- Financial Markets
- Strategy
- Investment Advisory
- Settlement
- Equity Trading
- Back Office
- Investments
- Finance
- Middle Office
- Corporate Actions
- Electronic Trading
- Trading Systems
- Bloomberg
- Derivatives
- FX Options
- Securities Regulation
- Customer Relationship Management (CRM)
- Back Office Operations
- Development
- Customer Relationship Management Crm
- Start Ups
- Services
- Customer Relationship Management
Andrew Nussbaum Summary
- Andrew Nussbaum, based in Oradell, NJ, US, is currently a U.S. Chief Compliance Officer at Global Shares. Andrew Nussbaum brings experience from previous roles at Aurora Private Wealth, Inc., APW Capital, Inc. and ACN Regulatory Consulting. Andrew Nussbaum holds a Columbia Senior High School. With a robust skill set that includes Prime Brokerage, AML, Strategic Planning, Business Development, Project Management and more. Andrew Nussbaum has 2 emails and 3 mobile phone numbers on RocketReach.
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