Director Of Compliance @ (April 2022 - January 2023)
Vice President @ (May 2017 - March 2022)
Compliance Officer @ (March 2011 - May 2017)
Compliance Officer @ (January 2007 - December 2011)
Compliance Officer @ (January 2005 - December 2007)
Compliance Officer @ (January 2005 - December 2007)
Andrew Bagley Education
Worcester State University
Bachelor’s Degree (Accounting and Finance)
1990-1995
Melrose High School
Andrew Bagley Skills
Alternative Investments
Uniform Combined State Law
FINRA
Series 63
Equities
Asset Management
Investment Management
Fixed Income
Investment Advisory
Series 7
Securities
Hedge Funds
Mutual Funds
AML
Series 24
Andrew Bagley Summary
Andrew Bagley, based in Howell, NJ, US, is currently a Vice President, Product Supervision at Rockefeller Capital Management. Andrew Bagley brings experience from previous roles at Fiera Capital, Morgan Stanley, Lord Abbett and First Eagle Investment Management. Andrew Bagley holds a 1990 - 1995 Bachelor’s Degree in Accounting and Finance @ Worcester State University. With a robust skill set that includes Alternative Investments, Uniform Combined State Law, FINRA, Series 63, Equities and more. Andrew Bagley has 2 emails and 1 mobile phone numbers on RocketReach.
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