Amy Opperman Email & Phone Number
Sr Compliance Professional @ TIAA
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Amy Opperman Location
- Charlotte, NC, US
Amy Opperman Work
- 2020 -now Sr Compliance Professional @
- 2019 -2020 Compliance Manager-Complex Products @
- 2017 -2019 Senior Supervisory Principal-Complex Product Supervision @
- 2015 -2017 Complex Product Supervisory Principal @
- 2013 -2015 OSJ Compliance Principal @
- 2006 -2013 Platinum Partner @
Amy Opperman Education
- Mount Mercy University
Master's degree (Strategic Leadership)
2014-2015 - Mount Mercy University
Master's degree (Business Administration)
2010-2013 - Iowa State University
Bachelor's of Apparel Merchandising, Design, and Production (Focus in Business and Marketing)
2001-2005
Amy Opperman Skills
- Alternative Investments
- Leadership
- Series 63
- Financial Advisory
- Presentation Skills
- Quality Management
- Fixed Annuities
- Pensions
- Fixed Income
- Bonds
- Insurance
- Retirement Planning
- Financial Planning
- Microsoft PowerPoint
- IRAs
- Investments
- Relationship Management
- Business Analysis
- u.s. Securities and Exchange Commission Sec
- Series 6
- Finance
- 401k
- Process Improvement
- Team Leadership
- Investment Advisory
- Financial Services
- Equities
- Life Insurance
- Mutual Funds
- Outlook
- FINRA
- Relationship Building
- Risk Management
- Training
- Time Management
- Customer Service
- Financial Analysis
- Series 24
- Project Management
- Retirement
- Call Centers
- Presentations
- Analysis
- Series 7
- Securities
- u.s. Securities and Exchange Commission
Amy Opperman Summary
- Amy Opperman, based in Charlotte, NC, US, is currently a Sr Compliance Professional at TIAA. Amy Opperman brings experience from previous roles at LPL Financial and Berthel Fisher & Company Financial Services, Inc.. Amy Opperman holds a 2014 - 2015 Master's degree in Strategic Leadership @ Mount Mercy University. With a robust skill set that includes Alternative Investments, Leadership, Series 63, Financial Advisory, Presentation Skills and more. Amy Opperman has 2 emails and 3 mobile phone numbers on RocketReach.
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Amy Opperman
Sr Compliance Professional
Charlotte, NC, US
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