Amy Lynch Email & Phone Number
President and Founder @ FrontLine Compliance
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Amy Lynch Location
- Rockville, MD, US
Amy Lynch Work
- 2006 -now President and Founder @
- 2003 -2005 Special Investigator @ Finra Enforcement
- 2002 -2003 Chief Compliance Officer @
- 2000 -2002 Director of Compliance @ Mercantile Capital Advisors
- 1995 -2000 Staff Accountant @ u.s.securities & Exchange Commission
Amy Lynch Education
- The Wharton School 2001-2002
- Towson University 1987-1991
Amy Lynch Skills
- Public Speaking
- the '40 Acts
- Customer Relations
- SEC Regs
- FINRA rules
- Private Fund Compliance
- Middle Market firms
- institutional firms
- Mutual Funds
- Compliance
- FINRA
- Hedge Funds
- Financial Services
- SEC
- Investment Management
- Securities
- Customer Service
- Broker-Dealer
- Investment Advisers Act
- Financial Regulation
- Insurance
- AML
- Financial Advisory
- Alternative Investments
- Equities
- Securities Regulation
- Series 63
- Series 7
- Investment Advisory
- Capital Markets
- Due Diligence
- Investments
- Series 24
- Options
- Fixed Income
- Fund Of Funds
- Corporate Law
- ETFs
- Wealth
- Wealth Management
- Asset Management
- Executive Management
- Asset Allocation
- Investment Strategies
- Institutional Investments
- Private Placements
- Private Equity
- Fixed Annuities
- Trading
- Bonds
- Broker Dealer
- Institutional
Amy Lynch Summary
- Amy Lynch, based in Rockville, MD, US, is currently a President and Founder at Frontline Compliance, LLC. Amy Lynch brings experience from previous roles at Finra Enforcement, E*trade, Mercantile Capital Advisors and u.s.securities & Exchange Commission. Amy Lynch holds a 2001 - 2002 The Wharton School. With a robust skill set that includes Public Speaking, the '40 Acts, Customer Relations, SEC Regs, FINRA rules and more. Amy Lynch has 1 emails on RocketReach.
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Top FrontLine Compliance Employees
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