Ami Shah Email & Phone Number
Head of Ethics, Financial Crimes and Policy Governance @ Corebridge Financial
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Ami Shah Location
- Houston, TX, US
Ami Shah Work
- 2025 -now Head of Ethics, Financial Crimes and Policy Governance @
- 2023 -2025 Head of Regulatory Compliance and Global Compliance Policies @
- 2022 -2023 Head of Financial Crimes Group, Global Compliance Policies @
- 2022 -2022 Head of Financial Crimes Group, Global Compliance Policies @
- 2016 -2022 Chief Compliance Officer, Consumer Distribution (US) @
- 2016 -2016 Director @
- 2014 -2015 Chief Compliance Officer - Advisory @
- 2012 -2013 Attorney @
- 2010 -2012 General Counsel @
- 2002 -2009 Attorney @
Ami Shah Education
- Pace University School of Law
Doctor of Law (JD) (Law)
1999-2002 - University of Toronto
Bachelor of Science (B.Sc.) (Psychology)
1995-1998
Ami Shah Skills
- Securities Regulation
- Securities Litigation
- Securities
- FINRA
- Arbitration
- Financial Services
- Investment Advisor Compliance
- Broker-Dealer
- Corporate Governance
- Compliance Regulations
- Risk Management
- Regulatory Affairs
- Compliance
- Procedure Manuals
- Risk Assessment
- Hedge Funds
- 1940 Act
- Investment Advisory
- Investment Advisory Services
- Mutual Funds
- Securities Offerings
- Securities Exchange Act of 1934
- Wealth Management
- Financial Institutions
- Institutional Investments
- Investments
- Series 7
- Commercial Litigation
- Asset Management
- Litigation
- Alternative Investments
- Civil Litigation
- Series 63
- Due Diligence
- Equities
- Legal Writing
- Financial Planning
- Legal Research
- Corporate Law
- Retirement Planning
- Portfolio Management
- Mediation
- Asset Allocation
- Courts
- DOL
- ERISA
- Risk Analysis
- Broker Dealer
Ami Shah Summary
- Ami Shah, based in Houston, TX, US, is currently a Head of Ethics, Financial Crimes and Policy Governance at Corebridge Financial. Ami Shah brings experience from previous roles at Corebridge Financial and AIG. Ami Shah holds a 1999 - 2002 Doctor of Law (JD) in Law @ Pace University School of Law. With a robust skill set that includes Securities Regulation, Securities Litigation, Securities, FINRA, Arbitration and more. Ami Shah has 3 emails and 4 mobile phone numbers on RocketReach.
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