Compliance Coordinator @ (April 2011 - January 2013)
Compliance Coordinator @ (July 2007 - April 2011)
Amber Bell Education
University of Maine
Bachelor of Science (B.S.) ( Elementary Education and Teaching; English )
2005-2007
Eastern Nazarene College 2003-2005
Amber Bell Skills
Alternative Investments
Audit
Broker-Dealer
Broker-Dealer Compliance
Compliance
Compliance Management
Due Diligence
Equities
FINRA
Financial Advisory
Financial Services
Insurance
Internal Audit
Investment Advisers Act
Investment Advisory
Investment Advisory Services
Life & Health Insurance Licenses
Project Management
Regulatory Compliance
Retirement Planning
Risk Assessment
Risk Management
SEC
Securities
Series 24
Series 6
Series 66
Series 7
Uniform Combined State Law
Wealth Management Services
Life and Health Insurance Licenses
Amber Bell Summary
Amber Bell, based in Austin, TX, US, is currently a Chief Compliance Officer at Per Stirling Capital Management, LLC. Amber Bell brings experience from previous roles at Per Stirling Capital Management, LLC, Couch Hallum Finanical Group, LLC, Spicewood Oaks Advisors, Inc. and NFP Advisor Services. Amber Bell holds a 2005 - 2007 Bachelor of Science (B.S.) in Elementary Education and Teaching; English @ University of Maine . With a robust skill set that includes Alternative Investments, Audit, Broker-Dealer, Broker-Dealer Compliance, Compliance and more. Amber Bell has 2 emails and 3 mobile phone numbers on RocketReach.
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