Alyssa Meyer Email & Phone Number
Senior Director, Wealth and Investment Management Risk and Controls @ Northwestern Mutual
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Alyssa Meyer Location
- Florida, United States
Alyssa Meyer Work
- 2021 -now Senior Director, Wealth and Investment Management Risk and Controls @
- 2018 -2021 Vice President, Global Head of Enterprise Associate Conflicts of Interest Compliance @
- 2017 -2019 Vice President, Enterprise Compliance Registrations @
- 2014 -2016 Vice President, Supervisory Controls Compliance, Retail- Private Client Group (RJA and RJFS) @
- 2014 -2014 Vice President, Interim Chief Compliance Officer (CCO), RJFS @
- 2010 -2014 Vice President, Director of Compliance (Deputy Chief Compliance Officer), RJFS @
- 2007 -2009 Supervisory Controls Officer, RJFS @
- 2006 -2007 Regional Compliance Officer, RJFS @
- 2005 -2006 Compliance Supervisor - Surveillance Design and Monitoring, RJFS @
- 2004 -2005 Sr. Compliance Advisor, RJFS @
- 2001 -2004 Compliance Advisor, RJFS @
Alyssa Meyer Education
- University of South Florida
Alyssa Meyer Skills
- Regulatory Analysis
- Compliance Testing
- Information Security Standards
- Data Privacy
- Regulatory Affairs
- Branch Audit Programs
- Internal Controls
- Compliance Technology Design and Management
- Training Programs
- Financial Policies & Procedures
- Fraud Detection
- Annual Compliance Certification
- Suitability
- Project Management
- Exception Based Reporting
- Field Supervision
- Associate Development
- Leadership
- Supervisory Controls - FINRA 3012/3120/3130
- Issue Resolution
- Strategic Planning
- FINRA
- Series 24
- Series 7
- Securities
- Investment Advisory
- Alternative Investments
- Mutual Funds
- Broker-Dealer
- AML
- Investments
- Securities Regulation
- Asset Allocation
- Asset Management
- Financial Services
- Compliance
- Fixed Annuities
- Equities
- Financial Advisory
- Team Leadership
- Broker-Dealer Compliance
- Sales
- Financial Policies And Procedures
- Sweet
- Dairy
- Broker Dealer Compliance
- Supervisory Controls
- Microsoft Excel
- Customer Service
- Finra 3012/3120/3130
- Financial Analysis
- Broker Dealer
- Research
- Services
Alyssa Meyer Summary
- Alyssa Meyer, based in Florida, United States, is currently a Senior Director, Wealth and Investment Management Risk and Controls at Northwestern Mutual. Alyssa Meyer brings experience from previous roles at Raymond James. Alyssa Meyer holds a University of South Florida. With a robust skill set that includes Regulatory Analysis, Compliance Testing, Information Security Standards, Data Privacy, Regulatory Affairs and more. Alyssa Meyer has 2 mobile phone numbers on RocketReach.
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