Allison Kent-Aster Email & Phone Number
Chief Compliance Officer and Operations Officer @ Alamo Capital
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Allison Kent-Aster Location
- Walnut Creek, CA, US
Allison Kent-Aster Work
- 2006 -now Chief Compliance Officer and Operations Officer @
- 2000 -2005 Regional Compliance Manager @ Round Hill Securities
- 1997 -2000 Operations and Assistant VP and Assistant Sales Manager and Broker @
Allison Kent-Aster Skills
- Series 7
- Securities
- Series 63
- Mutual Funds
- Equities
- Alternative Investments
- Fixed Income
- Investments
- Options
- Bloomberg
- Bonds
- Trading
- Investment Strategies
- Capital Markets
- Trading Systems
- Asset Management
- Insurance
- Wealth Management
- Retirement Planning
- FINRA
- Securities Regulation
- Asset Allocation
- Uniform Combined State Law
- Salesforce.com
- First Time Home Buyers
- Business Development
- Sales
- Microsoft Excel
- Sellers
Allison Kent-Aster Summary
- Allison Kent-Aster, based in Walnut Creek, CA, US, is currently a Chief Compliance Officer and Operations Officer at Alamo Capital. Allison Kent-Aster brings experience from previous roles at Round Hill Securities and Alamo Capital. With a robust skill set that includes Series 7, Securities, Series 63, Mutual Funds, Equities and more. Allison Kent-Aster has 3 emails and 1 mobile phone numbers on RocketReach.
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