Allison Jaffe Location
New York, NY, US
Allison Jaffe Work
- 2018 - now Principal and Director of Compliance Programs @ 3iCO, LLC
- 2013 - 2015 Chief Compliance Officer @ Larkin Point Investment Advisors LLC
- 2009 - 2013 Managing Member and CCO and Co-President @ NativeOne Institutional Trading, LLC
- 2008 - 2008 Compliance: Regional Supervisor, AML Officer, Firm Element Continuing Education Supervisor @ First Montauk Securities Corp
- 2001 - 2008 Senior Stock Loan Associate @ KV Execution Services
- 1995 - 2001 Syndicate Manager @ First Montauk Securities Corp
Allison Jaffe Education
- University of Dayton, Ohio
BS (Communication Management)
1988 - 1992 - Pittsford Sutherland1987 - 1988
Allison Jaffe Skills
- Series 7
- Trading
- Series 63
- Series 24
- AML
- Investments
- FINRA
- Securities
- Fixed Income
- Securities Lending
Allison Jaffe Summary
Allison Jaffe, based in New York, NY, US, is currently a Principal and Director of Compliance Programs at 3iCO. Allison Jaffe brings experience from previous roles at Larkin Point Investment Advisors LLC, NativeOne Institutional Trading, LLC, First Montauk Securities Corp and KV Execution Services. Allison Jaffe holds a 1988 - 1992 BS in Communication Management @ University of Dayton, Ohio. With a robust skill set that includes Series 7, Trading, Series 63, Series 24, AML and more. Allison Jaffe has 2 emails and 2 mobile phone numbers on RocketReach.
5 free lookup(s).
No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Looking for a different Allison Jaffe?
Find contact details for 700 million professionals.
Others Named Allison Jaffe
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5
free lookups.
Search the #1
Contact Database
Get contact details of over 700M profiles across 60M
companies – all with industry-leading accuracy. Sales and Recruiter users, try out our
Email Finder Extension.
Use our
AI-Powered
Email Finder
Find business and personal emails and mobile phone numbers
with exclusive coverage across niche job titles, industries, and more
for unparalleled targeting. Also
available via our
Contact Data API.
G2Crowd Trusted
300K+
Plugin Users
