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Alison Miller Location
Boston, MA, US
Alison Miller Work
Chief Compliance Officer and Deputy General Counsel @ (November 2024 - Present)
Assistant General Counsel @ (January 2023 - November 2024)
Assistant General Counsel @ (March 2022 - November 2024)
Chief Compliance Officer @ (April 2023 - July 2024)
Assistant Vice President and Counsel @ (July 2016 - March 2022)
Counsel, Broker-Dealer Unit @ (April 2011 - July 2016)
Director @ (March 2008 - September 2010)
Senior Risk Advisor @ (July 2006 - March 2008)
Risk Advisor @ (May 2005 - July 2006)
Contract Attorney @ (July 2004 - May 2005)
Alison Miller Education
Northeastern University School of Law
Juris Doctor (Law)
2001-2004
Tufts University
B.A. (English)
1995-1999
Alison Miller Skills
In-House Counsel
Contract Law
Contract Negotiation
Contractual Agreements
Strategic Negotiations
Negotiation
Drafting Agreements
Licensing Agreements
Non-disclosure Agreements
Securities Regulation
Investment Advisory
Broker-Dealer
FINRA
Blue Sky
Securities
Regulatory Analysis
Insurance
Financial Services
Corporate Law
Legal Research
Legal Advice
Legal Compliance
Due Diligence
Legal Writing
Risk Management
Training
Equities
Mutual Funds
Alternative Investments
Non Disclosure Agreements
Investments
Compliance
In House Counsel
Broker Dealer
Compliance Officers
Alison Miller Summary
Alison Miller, based in Boston, MA, US, is currently a Chief Compliance Officer and Deputy General Counsel at F/m Investments. Alison Miller brings experience from previous roles at F/m Investments, F/m Managers Group and MassMutual. Alison Miller holds a 2001 - 2004 Juris Doctor in Law @ Northeastern University School of Law. With a robust skill set that includes In-House Counsel, Contract Law, Contract Negotiation, Contractual Agreements, Strategic Negotiations and more. Alison Miller has 5 emails and 1 mobile phone numbers on RocketReach.
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