Alison Miller Email & Phone Number
Chief Compliance Officer and Deputy General Counsel @ F/m Investments, LLC
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Alison Miller Location
- Boston, MA, US
Alison Miller Work
- 2024 -now Chief Compliance Officer and Deputy General Counsel @
- 2023 -2024 Assistant General Counsel @
- 2022 -2024 Assistant General Counsel @
- 2023 -2024 Chief Compliance Officer @
- 2016 -2022 Assistant Vice President and Counsel @
- 2011 -2016 Counsel, Broker-Dealer Unit @
- 2008 -2010 Director @
- 2006 -2008 Senior Risk Advisor @
- 2005 -2006 Risk Advisor @
- 2004 -2005 Contract Attorney @
Alison Miller Education
- Northeastern University School of Law
Juris Doctor, Law
2001-2004 - Tufts University
B.A., English
1995-1999
Alison Miller Skills
- In-House Counsel
- Contract Law
- Contract Negotiation
- Contractual Agreements
- Strategic Negotiations
- Negotiation
- Drafting Agreements
- Licensing Agreements
- Non-disclosure Agreements
- Securities Regulation
- Investment Advisory
- Broker-Dealer
- FINRA
- Blue Sky
- Securities
- Regulatory Analysis
- Insurance
- Financial Services
- Corporate Law
- Legal Research
- Legal Advice
- Legal Compliance
- Due Diligence
- Legal Writing
- Risk Management
- Training
- Equities
- Mutual Funds
- Alternative Investments
- Non Disclosure Agreements
- Investments
- Compliance
- In House Counsel
- Broker Dealer
- Compliance Officers
Alison Miller Summary
- Alison Miller, based in Boston, MA, US, is currently a Chief Compliance Officer and Deputy General Counsel at F/m Investments. Alison Miller brings experience from previous roles at F/m Investments, LLC, F/m Managers Group and MassMutual. Alison Miller holds a 2001 - 2004 Juris Doctor, Law @ Northeastern University School of Law. With a robust skill set that includes In-House Counsel, Contract Law, Contract Negotiation, Contractual Agreements, Strategic Negotiations and more. Alison Miller has 5 emails and 1 mobile phone numbers on RocketReach.
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