Alison Higgins Email & Phone Number
Managing Director - Head of Markets Compliance and Swap Dealer CCO @ BNY
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Alison Higgins Location
- New York, NY, US
Alison Higgins Work
- Managing Director - Head of Markets Compliance and Swap Dealer CCO @ (January 2025 - Present)
- Managing Director - US Head of Markets Compliance @ Barclays Investment Bank (November 2023 - January 2025)
- Managing Director - Global Head of Equities, e-Trading and Prime Compliance @ Barclays Investment Bank (October 2022 - November 2023)
- Managing Director - Global Head of Prime Compliance @ Barclays Investment Bank (January 2021 - October 2022)
- Director - Markets Compliance @ Barclays Investment Bank (October 2016 - December 2020)
- Director - Head of ECM and M and A Compliance EMEA @ Barclays Investment Bank (April 2015 - September 2016)
- Vice President Legal @ Barclays Investment Bank (August 2009 - April 2015)
- US Associate in Equity and Debt Capital Markets @ (September 2004 - July 2009)
- Secondee to Global Banking Division - Legal @ (July 2008 - March 2009)
Alison Higgins Education
- University of Chicago Law School
Doctor of Law (JD)
2001-2004 - Harvard University
Bachelor of Arts (B.A.) (cum laude, Molecular Biology)
1995-1999
Alison Higgins Skills
- Anti-corruption
- Capital Markets
- Compliance
- Corporate Finance
- Corporate Governance
- Corporate Law
- Cross-border Transactions
- Due Diligence
- Emerging Markets
- Equities
- Equity Capital Markets
- Finance
- Financial Regulation
- Legal Compliance
- Mergers & Acquisitions
- Private Equity
- Project Management
- Regulatory Compliance
- Regulatory Requirements
- Risk Management
- Securities Regulation
- Strategy
- Transaction Management
- Anti Corruption
- Cross Border Transactions
- Mergers and Acquisitions
Alison Higgins Summary
- Alison Higgins, based in New York, NY, US, is currently a Managing Director - Head of Markets Compliance and Swap Dealer CCO at BNY. Alison Higgins brings experience from previous roles at Barclays Investment Bank. Alison Higgins holds a 2001 - 2004 Doctor of Law (JD) @ University of Chicago Law School. With a robust skill set that includes Anti-corruption, Capital Markets, Compliance, Corporate Finance, Corporate Governance and more. Alison Higgins has 2 emails and 1 mobile phone numbers on RocketReach.
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