Alice Abbott Email & Phone Number
International General Counsel @ Monex Global
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Alice Abbott Location
- Canada
Alice Abbott Work
- International General Counsel @ (February 2026 - Present)
- Head of Legal for North America @ (December 2025 - March 2026)
- Global General Counsel @ (July 2022 - February 2025)
- Chief Legal Officer and Chief Compliance Officer @ fabriik group of companies/Round Rock group of companies (June 2021 - June 2022)
- Global General Counsel @ (July 2015 - June 2021)
- General Counsel, Chief Compliance Officer and CAMLO @ Jameson Bank (April 2013 - July 2015)
- General Counsel and Chief Compliance Officer @ (December 2008 - April 2013)
- Senior Manager, Compliance @ (January 2002 - July 2007)
- Enforcement Counsel @ (January 1999 - January 2002)
- Investigation Counsel @ (February 1997 - May 1998)
- Senior Manager @ (January 1995 - December 1996)
- Counsel @ (January 1992 - December 1994)
Alice Abbott Education
- Queen's University
MBA (Business Administration)
1993-1995 - Queen's University
Bachelor of Laws (LLB)
1985-1988 - Dalhousie University
BA (not completed) (French)
1983-1985
Alice Abbott Skills
- Auditing
- Banking
- Anti Money Laundering
- Fixed Income
- Corporate Finance
- Securities Regulation
- Mergers
- Enterprise Risk Management
- Portfolio Management
- Derivatives
- Financial Risk
- Investments
- Relationship Management
- Credit Risk
- OFAC
- Financial Regulation
- Investment Advisory
- Asset Managment
- Commercial Banking
- Privacy Law
- Equities
- Mutual Funds
- AML
- Financial Services
- Wealth Management
- Strategic Financial Planning
- FINRA
- Privacy
- Risk Management
- Credit
- Internal Controls
- Policy
- Corporate Law
- Financial Analysis
- Operational Risk
- Corporate Governance
- Operational Risk Management
- Series 24
- Governance
- Private Equity
- Cross Border Transactions
- Due Diligence
- Trading
- Retail Banking
- KYC
- Loans
- Options
- Securities
- Hedge Funds
- Financial Markets
Alice Abbott Summary
- Alice Abbott, based in Canada, is currently a International General Counsel at Monex Canada. Alice Abbott brings experience from previous roles at Monex Canada, GPS Capital Markets, LLC, fabriik group of companies/Round Rock group of companies and AFEX. Alice Abbott holds a 1993 - 1995 MBA in Business Administration @ Queen's University. With a robust skill set that includes Auditing, Banking, Anti Money Laundering, Fixed Income, Corporate Finance and more. Alice Abbott has 1 mobile phone numbers on RocketReach.
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