Alice Abbott Email & Phone Number
International General Counsel @ Monex Global
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Alice Abbott Location
- Canada
Alice Abbott Work
- 2026 -now International General Counsel @
- 2025 -2026 Head of Legal for North America @
- 2022 -2025 Global General Counsel @
- 2021 -2022 Chief Legal Officer and Chief Compliance Officer @ fabriik group of companies/Round Rock group of companies
- 2015 -2021 Global General Counsel @
- 2013 -2015 General Counsel, Chief Compliance Officer and CAMLO @ Jameson Bank
- 2008 -2013 General Counsel and Chief Compliance Officer @
- 2002 -2007 Senior Manager, Compliance @
- 1999 -2002 Enforcement Counsel @
- 1997 -1998 Investigation Counsel @
- 1995 -1996 Senior Manager @
- 1992 -1994 Counsel @
Alice Abbott Education
- Queen's University
MBA (Business Administration)
1993-1995 - Queen's University
Bachelor of Laws (LLB)
1985-1988 - Dalhousie University
BA (not completed) (French)
1983-1985
Alice Abbott Skills
- Auditing
- Banking
- Anti Money Laundering
- Fixed Income
- Corporate Finance
- Securities Regulation
- Mergers
- Enterprise Risk Management
- Portfolio Management
- Derivatives
- Financial Risk
- Investments
- Relationship Management
- Credit Risk
- OFAC
- Financial Regulation
- Investment Advisory
- Asset Managment
- Commercial Banking
- Privacy Law
- Equities
- Mutual Funds
- AML
- Financial Services
- Wealth Management
- Strategic Financial Planning
- FINRA
- Privacy
- Risk Management
- Credit
- Internal Controls
- Policy
- Corporate Law
- Financial Analysis
- Operational Risk
- Corporate Governance
- Operational Risk Management
- Series 24
- Governance
- Private Equity
- Cross Border Transactions
- Due Diligence
- Trading
- Retail Banking
- KYC
- Loans
- Options
- Securities
- Hedge Funds
- Financial Markets
Alice Abbott Summary
- Alice Abbott, based in Canada, is currently a International General Counsel at Monex Canada. Alice Abbott brings experience from previous roles at Monex Canada, GPS Capital Markets, LLC, fabriik group of companies/Round Rock group of companies and AFEX. Alice Abbott holds a 1993 - 1995 MBA in Business Administration @ Queen's University. With a robust skill set that includes Auditing, Banking, Anti Money Laundering, Fixed Income, Corporate Finance and more. Alice Abbott has 1 mobile phone numbers on RocketReach.
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