Alexis Wherry's Location
Phoenix, Arizona, United States
Alexis Wherry's Work
- Vice President, Regulatory Affairs and Compliance Programs @ AIG Advisor Group
- Deputy Chief Creative Officer @ SagePoint Financial
- Osj Manager and Director of Compliance @ Join Householder Group Estate & Retirement Specialists, LLC
- Independent Consultant @ Compliance Advisory Services
- Compliance Manager @ Voya Investment Management
- Compliance Manager, Branch Office Exams @ SunAmerica Mutual Funds
- Assistant Director, Sales Practice Oversight and Compliance @ AIG Advisor Group
- Compliance @ Vanguard
Alexis Wherry's Education
- Arizona State University
Bachelors (Political Science and Government, Political Science, Government)
1992 - 1998 - Saguaro High School1989 - 1992
Alexis Wherry's Skills
- General Securities Principal
- Cash/Non Cash Approvals
- FINRA
- SEC
- Broker Dealer
- AML
- General Securities
- Registered Investment
- Registered Investment Advisor Supervision
- Securities
Alexis Wherry's Summary
Alexis Wherry, based in Phoenix, Arizona, United States, is currently a Vice President, Regulatory Affairs and Compliance Programs at Advisor Group, bringing experience from previous roles at Sagepoint Financial, Join Householder Group Estate & Retirement Specialists, LLC, Compliance Advisory Services and Voya Investment Management. Alexis Wherry holds a 1992 - 1998 Bachelors in Political Science and Government, Political Science, Government @ Arizona State University. With a robust skill set that includes General Securities Principal, Cash/Non Cash Approvals, FINRA, SEC, Broker Dealer and more, Alexis Wherry contributes valuable insights to the industry. Alexis Wherry has 1 email on RocketReach.
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