Alex Luna Email & Phone Number
Compliance Sr Manager, Vice President @ Citizens
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Alex Luna Location
- San Francisco, CA, US
Alex Luna Work
- Compliance Sr Manager, Vice President @ (November 2025 - Present)
- Vice President, Compliance @ (July 2023 - January 2025)
- Vice President, Compliance @ First Republic Private Wealth Management (October 2016 - June 2023)
- Chief Compliance Officer @ (January 2016 - January 2016)
- Director of Compliance @ (January 2013 - January 2016)
- Senior Compliance Manager @ (January 1999 - January 2013)
Alex Luna Education
- University of California, Berkeley
Bachelor of Science (BS) (Business Administration)
- St. Ignatius College Preparatory
High School
Alex Luna Skills
- Alternative Investments
- Attention to Detail
- Regulatory Requirements
- U.S. Securities and Exchange Commission (SEC)
- Series 7
- Options
- Series 24
- Series 4
- Series 9/10
- OATS
- Compliance
- Regulatory
- Services
- Financial Services
Alex Luna Summary
- Alex Luna, based in San Francisco, CA, US, is currently a Compliance Sr Manager, Vice President at Citizens. Alex Luna brings experience from previous roles at J.P. Morgan, First Republic Private Wealth Management and Fantex Brokerage Services, LLC. Alex Luna holds a Bachelor of Science (BS) in Business Administration @ University of California, Berkeley. With a robust skill set that includes Alternative Investments, Attention to Detail, Regulatory Requirements, U.S. Securities and Exchange Commission (SEC), Series 7 and more. Alex Luna has 2 mobile phone numbers on RocketReach.
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