Senior Director of Compliance @ (March 2024 - December 2025)
Director of Compliance @ (July 2022 - February 2024)
Compliance Officer @ (July 2020 - June 2022)
Investment Compliance Analyst @ (May 2019 - June 2020)
Compliance Analyst @ (November 2013 - March 2019)
Operations @ Analytic Investors (January 2011 - October 2013)
Compliance @ Analytic Investors (June 2007 - January 2011)
Alex Kim Education
California State University-Northridge
English
Alex Kim Skills
Advent Portfolio Exchange Apx
Performance Measurement
Bloomberg
Corporate Actions
Salesforce.com
Excel
Visio
Fund Accounting
Investment Advisory
Charles River Investment Management System Crd
Financial Accounting
Advent Portfolio Exchange
Charles River Investment Management System
Alex Kim Summary
Alex Kim, based in United States, is currently a Chief Compliance Officer at Signature Estate & Investment Advisors, LLC. Alex Kim brings experience from previous roles at Signature Estate & Investment Advisors, LLC. Alex Kim holds a English @ California State University-Northridge. With a robust skill set that includes Advent Portfolio Exchange Apx, Performance Measurement, Bloomberg, Corporate Actions, Salesforce.com and more. Alex Kim has 5 emails and 2 mobile phone numbers on RocketReach.
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