Alex Earp Email & Phone Number
Chief Compliance Officer @ Donoghue Forlines
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Alex Earp Location
- Boston, MA, US
Alex Earp Work
- 2019 -now Chief Compliance Officer @
- 2016 -2016 Global Head of Risk and Compliance @
- 2013 -2015 Chief Compliance Officer and Chief Risk Officer @
- 2006 -2012 Director, Asset Management Compliance @
- 2006 -2008 Vice President, Senior Compliance Manager @
- 2004 -2006 Director, Adviser Oversight @
- 2003 -2004 Assistant Vice President @
- 1995 -2003 Investment Reporting Manager @
- 1990 -1995 Senior Accountant @
Alex Earp Education
- Fordham University School of Law
J.D.
- Bentley University
- Baylor University - Hankamer School of Business
Alex Earp Skills
- Asset Management
- Mutual Funds
- Securities Regulation
- Securities
- Equities
- Fixed Income
- Due Diligence
- Trading
- Investment Advisory
- Investments
- Alternative Investments
- Hedge Funds
- Private Equity
- Options
- Regulatory Compliance
- SEC reporting
- Derivatives
- Venture Capital
- Securities Law
- Portfolio Management
- Investment Management
- Compliance Program Management
- ERISA
- Closed-end Funds
- Investment Compliance
- Investment Advisers Act
- Investment Company Act
- Compliance Officers
- Compliance Testing
- Code of Ethics
- Investment Management Industry
- Global Regulatory Compliance
- Investment Advisor Compliance
- Compliance
- Closed End Funds
Alex Earp Summary
- Alex Earp, based in Boston, MA, US, is currently a Chief Compliance Officer at Donoghue Forlines LLC. Alex Earp brings experience from previous roles at Santander Asset Management, Ameriprise Financial - Columbia Management Investment Advisers and Bank of America - Columbia Management Advisors. Alex Earp holds a J.D. @ Fordham University School of Law. With a robust skill set that includes Asset Management, Mutual Funds, Securities Regulation, Securities, Equities and more. Alex Earp has 4 emails and 1 mobile phone numbers on RocketReach.
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Alex Earp
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