Alex Earp Email & Phone Number
Chief Compliance Officer @ Donoghue Forlines
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Alex Earp Location
- Boston, MA, US
Alex Earp Work
- Chief Compliance Officer @ (October 2019 - Present)
- Global Head of Risk and Compliance @ (January 2016 - December 2016)
- Chief Compliance Officer and Chief Risk Officer @ (January 2013 - January 2015)
- Director, Asset Management Compliance @ (January 2006 - January 2012)
- Vice President, Senior Compliance Manager @ (January 2006 - January 2008)
- Director, Adviser Oversight @ (January 2004 - January 2006)
- Assistant Vice President @ (January 2003 - January 2004)
- Investment Reporting Manager @ (January 1995 - January 2003)
- Senior Accountant @ (January 1990 - January 1995)
Alex Earp Education
- Fordham University School of Law
J.D.
- Bentley University
MST (Taxation)
- Baylor University - Hankamer School of Business
BBA (Accounting, Finance, Information Systems)
Alex Earp Skills
- Asset Management
- Mutual Funds
- Securities Regulation
- Securities
- Equities
- Fixed Income
- Due Diligence
- Trading
- Investment Advisory
- Investments
- Alternative Investments
- Hedge Funds
- Private Equity
- Options
- Regulatory Compliance
- SEC reporting
- Derivatives
- Venture Capital
- Securities Law
- Portfolio Management
- Investment Management
- Compliance Program Management
- ERISA
- Closed-end Funds
- Investment Compliance
- Investment Advisers Act
- Investment Company Act
- Compliance Officers
- Compliance Testing
- Code of Ethics
- Investment Management Industry
- Global Regulatory Compliance
- Investment Advisor Compliance
- Compliance
- Closed End Funds
Alex Earp Summary
- Alex Earp, based in Boston, MA, US, is currently a Chief Compliance Officer at Donoghue Forlines LLC. Alex Earp brings experience from previous roles at Santander Asset Management, Ameriprise Financial - Columbia Management Investment Advisers and Bank of America - Columbia Management Advisors. Alex Earp holds a J.D. @ Fordham University School of Law. With a robust skill set that includes Asset Management, Mutual Funds, Securities Regulation, Securities, Equities and more. Alex Earp has 3 emails and 1 mobile phone numbers on RocketReach.
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