Alex Earp Email & Phone Number
Chief Compliance Officer @ Donoghue Forlines
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Alex Earp Location
- Boston, MA, US
Alex Earp Work
- 2019 - now Chief Compliance Officer @
- 2016 - 2016 Global Head of Risk and Compliance @
- 2013 - 2015 Chief Compliance Officer and Chief Risk Officer @
- 2006 - 2012 Director, Asset Management Compliance @
- 2006 - 2008 Vice President, Senior Compliance Manager @
- 2004 - 2006 Director, Adviser Oversight @
- 2003 - 2004 Assistant Vice President @
- 1995 - 2003 Investment Reporting Manager @
- 1990 - 1995 Senior Accountant @
Alex Earp Education
- Fordham University School of Law
J.D.
- Bentley University
- Baylor University - Hankamer School of Business
Alex Earp Skills
- Asset Management
- Mutual Funds
- Securities Regulation
- Securities
- Equities
- Fixed Income
- Due Diligence
- Trading
- Investment Advisory
- Investments
- Alternative Investments
- Hedge Funds
- Private Equity
- Options
- Regulatory Compliance
- SEC reporting
- Derivatives
- Venture Capital
- Securities Law
- Portfolio Management
- Investment Management
- Compliance Program Management
- ERISA
- Closed-end Funds
- Investment Compliance
- Investment Advisers Act
- Investment Company Act
- Compliance Officers
- Compliance Testing
- Code of Ethics
- Investment Management Industry
- Global Regulatory Compliance
- Investment Advisor Compliance
- Compliance
- Closed End Funds
Alex Earp Summary
- Alex Earp, based in Boston, MA, US, is currently a Chief Compliance Officer at Donoghue Forlines LLC. Alex Earp brings experience from previous roles at Santander Asset Management, Ameriprise Financial - Columbia Management Investment Advisers and Bank of America - Columbia Management Advisors. Alex Earp holds a J.D. @ Fordham University School of Law. With a robust skill set that includes Asset Management, Mutual Funds, Securities Regulation, Securities, Equities and more. Alex Earp has 4 emails and 1 mobile phone numbers on RocketReach.
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Others Named Alex Earp
Alex Earp
Chief Compliance Officer
Boston, MA, US
Top Donoghue Forlines Employees
Alex Earp
Chief Compliance Officer
Boston, MA, US
Jeff Thompson
Chief Executive Officer
Massachusetts, United States
William Donoghue
Mutual fund manager
Austin, TX, US
Will Thompson
Intern
United States
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