Alec Williams Email
Director - Market Surveillance Compliance @ Marex
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Alec Williams Location
- London, GB
Alec Williams Work
- 2024 -now Director - Market Surveillance Compliance @
- 2020 -2024 Head of Market Surveillance @
- 2016 -2020 Market Surveillance Manager @
- 2014 -2016 Market Surveillance Officer @
- 2012 -2014 Compliance Monitoring Officer @
- 2010 -2012 Process, Risk and Control Analyst @
- 2007 -2010 Client Service Manager @
Alec Williams Education
- CISI
Investment Compliance Diploma
2011-2012 - London Stock Exchange
Transaction Reporting Foundation Diploma
2012-2012 - CISI
Investment Operations Certificate (Regulatory Environment; Operational Risk)
2010-2011 - CII
CF1 - UK Financial Services, Regulation & Ethics
2007-2007 - The University of Hull
History with History of Art
2003-2006
Alec Williams Summary
- Alec Williams, based in London, GB, is currently a Director - Market Surveillance Compliance at Marex. Alec Williams brings experience from previous roles at Investec and Transact. Alec Williams holds a 2011 - 2012 Investment Compliance Diploma @ CISI. Alec Williams has 1 emails on RocketReach.
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