Alan Siau Email
Chief Compliance Officer
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Alan Siau Location
- Vancouver, BC, CA
Alan Siau Work
- Chief Compliance Officer @ JDJ Merchant Partners Inc. (January 2025 - Present)
- Instructor @ (May 2022 - Present)
- Chief Compliance Officer @ (October 2020 - September 2024)
- Consultant @ (January 2019 - August 2024)
- Chief Compliance Officer @ (March 2019 - July 2020)
- Assistant Vice President (2009-2019); Senior Compliance Officer (2005-2009) @ (January 2005 - March 2019)
- Branch Manager @ (January 2004 - January 2005)
- Associate @ (January 2002 - January 2003)
- Trader @ (January 1999 - January 2002)
Alan Siau Education
- Cornell Johnson Graduate School of Management
Executive MBA
2019-2021 - Smith School of Business at Queen's University
Executive MBA
2019-2021 - Simon Fraser University
BBA and Co-operative Education (Finance)
Alan Siau Skills
- Securities
- Investment Advisory
- Wealth Management
- Investments
- Strategic Financial Planning
- Financial Planning
- Mutual Funds
- Asset Management
- Bloomberg
- Capital Markets
- Equities
- Estate Planning
- Alternative Investments
- Customer Service
- Derivatives
- Public Speaking
- Communication
- Portfolio Management
Alan Siau Summary
- Alan Siau, based in Vancouver, BC, CA, is currently a Chief Compliance Officer at JDJ Merchant Partners Inc.. Alan Siau brings experience from previous roles at Kwantlen Polytechnic University, Origin Wealth, Moody's Analytics and Raymond James (USA) Ltd.. Alan Siau holds a 2019 - 2021 Executive MBA @ Cornell Johnson Graduate School of Management. With a robust skill set that includes Securities, Investment Advisory, Wealth Management, Investments, Strategic Financial Planning and more. Alan Siau has 2 emails on RocketReach.
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