Alan Head Email & Phone Number
Self-employed
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Alan Head Location
- Texas, United States
Alan Head Work
- 2023 -now Self-employed @ Self-employed
- 2022 -2023 Deputy CCO @
- 2018 -2022 Chief Compliance Officer @ TPG Capital BD, LLC
- 2014 -2022 Deputy Chief Compliance Officer @
- 2015 -2019 Chief Compliance Officer @
- 2010 -2014 Chief Compliance Officer @
- 2010 -2014 Chief Compliance Officer - Highland Funds @
- 2008 -2010 VP, Manager of Performance Reporting and Research @
- 2005 -2008 Compliance Manager @
Alan Head Education
- Naveen Jindal School of Management, UT Dallas
MBA (Finance)
2006-2008
Alan Head Skills
- FINRA
- Investment Advisor Act
- Investment Company Act
- SEC compliance
- Compliance Management
- Asset
- Regulatory Filing
- Reviews
- Hiring
- Microsoft Office
- Testing
- Auditing
- Point of Contact
- Financial Services
- Responsibility
- Supervisory
- Finance
- Dealers
- Insurance
- Dallas
- Risk
- Job Posting
- Rules
- Strategy
- Presentations
- Compliance
- Complaints
- Regulations
- Texas
- Public Speaking
- Written
- On Site
- Policies and Procedures
- Management
- Research
Alan Head Summary
- Alan Head, based in Texas, United States, is currently a Self-employed at Self-employed. Alan Head brings experience from previous roles at Haveli Investments, TPG Capital BD, LLC, TPG Global and Brooklands Capital Strategies. Alan Head holds a 2006 - 2008 MBA in Finance @ Naveen Jindal School of Management, UT Dallas. With a robust skill set that includes FINRA, Investment Advisor Act, Investment Company Act, SEC compliance, Compliance Management and more. Alan Head has 1 emails and 1 mobile phone numbers on RocketReach.
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