Al Shaw's Location
Chicago, IL, US
Al Shaw's Work
- Anti-Money Laundering Investigator Ii @ Capital One
- Risk and Compliance Specialist @ Harbor Capital Advisors, Inc.
- Due Diligence @ ABN AMRO Bank N.V.
- Investigator @ Bank of America
- Advice @ Charles Schwab
Al Shaw's Education
- Arizona State University
Bachelor of Arts (Psychology)
- Francis W. Parker School
Al Shaw's Skills
- Series 63
- FINRA
- Mutual Funds
- Series 6
- AML
- Securities
- Series 26
- Risk
- Escheatment
Al Shaw's Summary
Al Shaw, based in Chicago, IL, US, is currently a Anti-Money Laundering Investigator Ii at Capital One, bringing experience from previous roles at Harbor Capital Advisors, Inc., Abn Amro Bank n.V., Bank of America and Charles Schwab. Al Shaw holds a Bachelor of Arts in Psychology @ Arizona State University. With a robust skill set that includes Series 63, FINRA, Mutual Funds, Series 6, AML and more, Al Shaw contributes valuable insights to the industry. Al Shaw has 2 emails and 1 mobile phone number on RocketReach.
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