Al Pappas Email & Phone Number
Managing Director and Chief Compliance Officer @ Truist Securities
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Al Pappas Location
- Atlanta, GA, US
Al Pappas Work
- 2016 -now Managing Director and Chief Compliance Officer @
- 2015 -2016 Managing Director, Compliance @ Guggenheim Securities, LLC
- 2014 -2015 Chief Compliance Officer @
- 2007 -2014 Director, Head of Investment Banking Compliance @
Al Pappas Education
- Bates College
- New York Law School
J.D.
Al Pappas Skills
- Securities
- Investment Banking
- Corporate Finance
- Capital Markets
- Securities Regulation
- Financial Services
- Banking
- Corporate Law
- Due Diligence
- Mergers & Acquisitions
- Private Equity
- Corporate Governance
- Hedge Funds
- Structured Finance
- Mergers
- Private Placements
- Microsoft Office
- Team Building
- Mergers and Acquisitions
- Sales
- Finance
- Litigation
- Legal Research
- Business Strategy
- Trading
Al Pappas Summary
- Al Pappas, based in Atlanta, GA, US, is currently a Managing Director and Chief Compliance Officer at Truist Securities. Al Pappas brings experience from previous roles at Guggenheim Securities, LLC, S&P Capital IQ and BNP Paribas. Al Pappas holds a Bates College. With a robust skill set that includes Securities, Investment Banking, Corporate Finance, Capital Markets, Securities Regulation and more. Al Pappas has 2 emails and 1 mobile phone numbers on RocketReach.
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