Aisling Murphy's Location
Dallas, TX, US
Aisling Murphy's Work
- Principal, Compliance Risk and Controls @ Edward Jones
- Managing Director, First Line Risk Management Office @ Charles Schwab
- Managing Director, Operational and Strategic Risk @ TD Ameritrade
- Chief Compliance Officer @ Vanguard
- Senior Compliance Manager - Retail Compliance @ Vanguard
- Senior Compliance Manager, Broker-Dealer Regulatory Compliance @ Vanguard
- Vice President, Associate General Counsel (Securities and Regulatory) @ Scottrade
- Director of Complaints and Resolution Counsel @ Edward Jones
- Senior Compliance Counsel - Investment Company and Advisory Compliance @ Edward Jones
- Associate @ Niedner, Bodeux, Carmichael, Huff, Lenox & Pashos LLP
Aisling Murphy's Education
- Saint Louis University School of Law
Juris Doctorate
1999 - 2002 - Wharton Executive Education
Securities Industry Institute
2018 - 2021 - The University of Dallas
Bachelor of Arts (B.A.) (English Literature)
1994 - 1998
Aisling Murphy's Skills
- Series 7
- Series 24
- Series 66
- Series 9/10
- Securities
- Securities Regulation
- Mutual Funds
- Financial Services
- Civil Litigation
- FINRA
Aisling Murphy's Summary
Aisling Murphy, based in Dallas, TX, US, is currently a Principal, Compliance Risk and Controls at Edward Jones, bringing experience from previous roles at Charles Schwab, TD Ameritrade and Vanguard. Aisling Murphy holds a 1999 - 2002 Juris Doctorate @ Saint Louis University School of Law. With a robust skill set that includes Series 7, Series 24, Series 66, Series 9/10, Securities and more, Aisling Murphy contributes valuable insights to the industry. Aisling Murphy has 2 emails and 1 mobile phone number on RocketReach.
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