AdvisorLaw is a full-service firm providing nationwide representation to thousands of financial advisors and wealth managers. We only advocate for the interests of the advisor - never for the investor or broker-dealer. Our services include: - FINRA Expungement - SEC, State, CFP, & FINRA Enforcement Defense - Industry Disputes & Litigation - RIA Setup & Registration - RIA Compliance Services - Mergers & Acquisitions - Lending for Financial Advisors - Succession Planning - Buy/Sell Agreements - Tax Resolution - Business Valuations - Regulatory Violation Expungement - Criminal Disclosure Expungement - U5 Termination Litigation - U5/U4 Expungement - & More... Our team has defended more than 2,750 financial advisors from industry threats and handled more than 2,000 FINRA arbitration cases. AdvisorLaw offers ongoing RIA compliance to wealth managers with over $50 billion in assets as well as acquisition solutions for those seeking to purchase or sell a financial practice.
View Top Employees from AdvisorLaw, LLC| Website | https://www.advisorlawllc.com/ |
| Employees | 63 (63 on RocketReach) |
| Founded | 2016 |
| Address | 11001 W 120th Ave 100, Broomfield, Colorado 80021, US |
| Technologies |
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| Industry | Financial Services, Tax Lien Expungement, Customer Dispute Expungement, Institutional Compliance Monitoring |
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AdvisorLaw, LLC Questions
Stacy Santmyer is the Executive Vice President of AdvisorLaw, LLC.
63 people are employed at AdvisorLaw, LLC.
AdvisorLaw, LLC is based in Broomfield, Colorado.
Top AdvisorLaw, LLC Employees
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ViewKris Kitchen
Director of Partnership Development at AdvisorLaw, LLC
Austin, Texas, United States25+ -
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