2021 -
2021 Chief Compliance Officer (CCO) at Prometheum Ember ATS (PEATS) @
2020 -
2021 Chief Compliance Officer (CCO) @
2016 -
2021 Senior Compliance Manager @
Adam Brickner Education
Long Island University, C.W. Post Campus
Bachelor of Science (B.S.) (Finance, General)
1984
-
1986
Commack HS South
High School
1977
-
1981
Adam Brickner Skills
Compliance
Equities
Capital Markets
Trading
Securities
Equity Trading
Institutional
Series 7
Investment Banking
Bloomberg
Series 63
Risk Management
Derivatives
Series 24
Trading Systems
Investments
Electronic Trading
Financial Services
ETFs
Trading Strategies
Hedge Funds
Stocks
Equity Research
Options
Financial Markets
Fixed Income
Portfolio Management
AML
Alternative Investments
Financial Risk
Asset Management
FINRA
Bonds
Financial Regulation
USA PATRIOT Act
Equity Derivatives
Mutual Funds
Due Diligence
Prime Brokerage
KYC
Investment Management
Investment Advisory
Securities Regulation
OFAC
Private Equity
IPO
Emerging Markets
Structured Products
SEC
Broker-Dealer
Regulatory
Broker Dealer
Adam Brickner Summary
Adam Brickner, based in Stamford, CT, US, is currently a Unemployed at Currently Seeking new opportunities and looking for the new adventure. Adam Brickner brings experience from previous roles at Interactive Brokers, Prometheum, Aqua Securities LP and GFI Group. Adam Brickner holds a 1984 - 1986 Bachelor of Science (B.S.) in Finance, General @ Long Island University, C.W. Post Campus. With a robust skill set that includes Compliance, Equities, Capital Markets, Trading, Securities and more. Adam Brickner has 1 emails and 2 mobile phone numbers on RocketReach.
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