Abraham Lopez Email & Phone Number
VP Sr. Compliance Analyst - Broker Dealer and Investment Advisory @ City National Bank
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Abraham Lopez Location
- Los Angeles, CA, US
Abraham Lopez Work
- 2024 -now VP Sr. Compliance Analyst - Broker Dealer and Investment Advisory @
- 2022 -2024 VP Advisory Platforms @
- 2021 -2022 AVP Testing Analyst Lead @
- 2019 -2021 Asset Management Operations Manager @
- 2016 -2019 Associate Director of Network Office Supervision @
- 2013 -2016 CFS Representative @
- 2003 -2013 Advisory Operations Representative @
Abraham Lopez Education
- Downtown Business Magnet HS
Abraham Lopez Skills
- Series 10
- Series 9
- Series 66
- Series 7
- Mutual Funds
- Wealth Management
- Retirement Planning
- Investments
- Securities
- Retirement
- Asset Allocation
- Strategic Financial Planning
- Investment Advisory
- Equities
- Financial Services
- Fixed Income
- Fixed Annuities
- Asset Management
- Variable Annuities
- Insurance
- California Life And Health License
- Financial Planning
- Series 9 And 10
Abraham Lopez Summary
- Abraham Lopez, based in Los Angeles, CA, US, is currently a VP Sr. Compliance Analyst - Broker Dealer and Investment Advisory at City National Bank. Abraham Lopez brings experience from previous roles at Atria Wealth Solutions, City National Bank, Wedbush Securities and Northwestern Mutual. Abraham Lopez holds a Downtown Business Magnet HS. With a robust skill set that includes Series 10, Series 9, Series 66, Series 7, Mutual Funds and more. Abraham Lopez has 3 emails and 3 mobile phone numbers on RocketReach.
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