Aaron Pyle Email & Phone Number

Lead Manager - Supervision and Controls (Central Mountain Territory) @ Equitable Advisors

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Aaron Pyle Location

St. Louis, MO, US

Aaron Pyle Work

2018 - now Lead Manager - Supervision and Controls (Central Mountain Territory) @ Equitable Advisors
2012 - 2018 Senior Manager - Branch Supervision and Controls @ AXA Advisors, LLC
2011 - 2012 Senior Compliance Officer @ Scottrade

2007 - 2011 Compliance Officer II - Research, Capital Markets, Trading and Operations @ Edward Jones
2005 - 2007 Compliance Officer II - Compliance Services @ Edward Jones
2002 - 2005 Fixed Income Trader @ Edward Jones
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1999 - 2002 Margin Specialist @ Edward Jones
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Aaron Pyle Education

Missouri State University
Bachelor of Applied Science (B.A.Sc.) (Finance)
1993 - 1997
James Madison High School, San Antonio TX.
1986 - 1990

Aaron Pyle Skills

Investment Advisory
Brokerage
Regulatory Affairs

Securities Regulation
Regulatory Analysis
Regulatory Requirements
Regulatory Reporting
Technical Writing
Project Planning
Project Coordination

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Aaron Pyle Summary

Aaron Pyle, based in St. Louis, MO, US, is currently a Lead Manager - Supervision and Controls (Central Mountain Territory) at Equitable Advisors. Aaron Pyle brings experience from previous roles at AXA Advisors, Scottrade, Edward Jones Investments and Edward Jones. Aaron Pyle holds a 1993 - 1997 Bachelor of Applied Science (B.A.Sc.) in Finance @ Missouri State University. With a robust skill set that includes Investment Advisory, Brokerage, Regulatory Affairs, Securities Regulation, Regulatory Analysis and more. Aaron Pyle has 2 emails and 1 mobile phone numbers on RocketReach.

Aaron Pyle Emails

Found 2 emails

Aaron Pyle Phone Numbers

Found 3 phone numbers

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