Aaron Pyle Email & Phone Number
Lead Manager - Supervision and Controls (Central Mountain Territory) @ Equitable Advisors
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Aaron Pyle Location
- St. Louis, MO, US
Aaron Pyle Work
- 2018 -now Lead Manager - Supervision and Controls (Central Mountain Territory) @
- 2012 -2018 Senior Manager - Branch Supervision and Controls @
- 2011 -2012 Senior Compliance Officer @
- 2007 -2011 Compliance Officer II - Research, Capital Markets, Trading and Operations @
- 2005 -2007 Compliance Officer II - Compliance Services @
- 2002 -2005 Fixed Income Trader @
- 1999 -2002 Margin Specialist @
Aaron Pyle Education
- Missouri State University
Bachelor of Applied Science (B.A.Sc.) (Finance)
1993-1997 - James Madison High School, San Antonio TX. 1986-1990
Aaron Pyle Skills
- Investment Advisory
- Brokerage
- Regulatory Affairs
- Securities Regulation
- Regulatory Analysis
- Regulatory Requirements
- Regulatory Reporting
- Technical Writing
- Project Planning
- Project Coordination
- Project Implementation
- AML
- Series 7
- Series 63
- Series 66
- Series 24
- Series 9
- Series 10
- MO Life and Health
- Business Relations
- Client Interfacing
- Equity Trading
- Fixed Income
- Series 55
- FINRA
- Risk Management
- Uniform Combined State Law
- Anti Money Laundering
- Securities
- Mutual Funds
- Financial Services
- Investments
- Finance
- Trading
- Capital Markets
- Derivatives
- Microsoft Office
- Project Management
- Equities
- Sales
- Uniform Combined State
- Management
Aaron Pyle Summary
- Aaron Pyle, based in St. Louis, MO, US, is currently a Lead Manager - Supervision and Controls (Central Mountain Territory) at Equitable Advisors. Aaron Pyle brings experience from previous roles at AXA Advisors, Scottrade, Edward Jones Investments and Edward Jones. Aaron Pyle holds a 1993 - 1997 Bachelor of Applied Science (B.A.Sc.) in Finance @ Missouri State University. With a robust skill set that includes Investment Advisory, Brokerage, Regulatory Affairs, Securities Regulation, Regulatory Analysis and more. Aaron Pyle has 2 emails and 1 mobile phone numbers on RocketReach.
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